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ICM
III Capital Management Portfolio holdings
AUM
$344M
1-Year Est. Return
11.22%
This Fund
S&P 500
This Quarter
Est. Return
+0.42%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$224M
AUM Growth
+$89.8M
(+67%)
Cap. Flow
-$21.8M
Cap. Flow
% of AUM
-9.72%
Top 10 Holdings %
Top 10 Hldgs %
69.81%
Holding
64
New
18
Increased
7
Reduced
5
Closed
16
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
|
+$23.2M |
| 2 |
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
|
+$12.3M |
| 3 |
Danaher
DHR
|
+$6.2M |
| 4 |
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
|
+$4.16M |
| 5 |
Euronet Worldwide
EEFT
|
+$2.71M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dell
DELL
|
+$2.08M |
| 2 |
Alpha Metallurgical Resources
AMR
|
+$1.71M |
| 3 |
Red Rock Resorts
RRR
|
+$1.4M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$1.18M |
| 5 |
Illumina
ILMN
|
+$962K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.34% |
| 2 | Consumer Discretionary | 1.77% |
| 3 | Technology | 1.62% |
| 4 | Materials | 1.6% |
| 5 | Communication Services | 1.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
APLS
26
DELISTED
Apellis Pharmaceuticals
APLS
| $169K | 0.08% |
+7,019
| New | +$193K |
|
27
PUT
Zillow
Z
$7.79B
| $155K | 0.07% |
+1,500
| New | +$59.8K |
|
|
JOYY
28
PUT
JOYY Inc
JOYY
$3.71B
| $94K | 0.04% |
+500
| New | +$30.4K |
|
29
PUT
RH
RH
$3.13B
| $11K | ﹤0.01% |
250
| – | – |
|
30
Olin
OLN
$2.11B
| $10K | ﹤0.01% |
+516
| New | +$9.73K |
|
31
SandRidge Energy
SD
$514M
| $4K | ﹤0.01% |
+10,472
| New | +$60K |
|
32
Amplify Energy
AMPY
$161M
| $1K | ﹤0.01% |
211
+120
| +132% | +$678 |
|
33
Avis
CAR
$4.86B
| – | – |
-26,900
| Closed | -$946K |
|
34
Caesars Entertainment
CZR
$6.06B
| – | – |
-17,200
| Closed | -$792K |
|
|
35
Dell
DELL
$262B
| – | – |
-80,893
| Closed | -$2.08M |
|
36
PUT
Invitation Homes
INVH
$17.7B
| – | – |
-220
| Closed | -$230K |
|
37
CALL
NIO
NIO
$12.2B
| – | – |
-900
| Closed | -$26K |
|
38
Q2 Holdings
QTWO
$3.8B
| – | – |
-5,200
| Closed | -$397K |
|
|
39
CALL
RH
RH
$3.13B
| – | – |
-100
| Closed | -$173K |
|
|
40
Red Rock Resorts
RRR
$3.77B
| – | – |
-65,179
| Closed | -$1.4M |
|
41
Senseonics Holdings Inc
SENS
$263M
| – | – |
-10,000
| Closed | -$408K |
|
|
42
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| – | – |
-500
| Closed | -$72K |
|
43
CALL
Tesla
TSLA
$1.23T
| – | – |
-1,695
| Closed | -$221K |
|
44
CALL
Wayfair
W
$11.2B
| – | – |
-500
| Closed | -$3.14M |
|
|
45
PUT
Wayfair
W
$11.2B
| – | – |
-250
| Closed | -$83K |
|
46
Ziff Davis
ZD
$1.96B
| – | – |
-1,356
| Closed | -$105K |
|
|
XIFR
47
PUT
XPLR Infrastructure LP
XIFR
$1.12B
| – | – |
-382
| Closed | -$11K |
|
|
MDC
48
DELISTED
M.D.C. Holdings, Inc.
MDC
| – | – |
-20,304
| Closed | -$616K |
|
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III Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, III Capital Management held 64 positions worth $224M, up 67% from $134M the previous quarter. Its ten largest holdings account for 70% of the portfolio.
III Capital Management withdrew a net $21.8M in Q3 2019, closing 16 positions and reducing 5 holdings. Its most notable exit was Dell, an estimated $2.08M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.3% of assets, up from 2.1% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, III Capital Management opened a new position in Dominion Energy, Inc. 2019 Series A Corporate Units worth $23.8M.
- III Capital Management's largest Q3 2019 buy was Dominion Energy, Inc. 2019 Series A Corporate Units: 225,000 shares worth $23.8M.
- III Capital Management added most to Euronet Worldwide in Q3 2019, an estimated $2.71M increase.
- III Capital Management's biggest Q3 2019 reduction was Alpha Metallurgical Resources, cutting an estimated $1.71M.
- III Capital Management fully exited Dell in Q3 2019, selling an estimated $2.08M.
- III Capital Management's ten largest holdings make up 70% of its $224M portfolio in Q3 2019.
- III Capital Management opened 18 new positions and closed 16 in Q3 2019.
- III Capital Management's portfolio value rose 67% quarter-over-quarter to $224M.
Based on III Capital Management's 13F filing for Q3 2019, filed 15 Nov 2019.