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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$304M
AUM Growth
-$12.7M
Cap. Flow
-$8.48M
Cap. Flow %
-2.79%
Top 10 Hldgs %
35.16%
Holding
119
New
16
Increased
23
Reduced
56
Closed
6

Top Buys

Rank Stock Value
1
BSJK
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
+$9.08M
2
NXPI icon
NXP Semiconductors
NXPI
+$4.07M
3
T icon
AT&T
T
+$3.97M
4
AQN icon
Algonquin Power & Utilities
AQN
+$3.79M
5
VZ icon
Verizon
VZ
+$3.25M

Top Sells

Rank Stock Value
1
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$7M
2
AGI icon
Alamos Gold
AGI
+$4.56M
3
LXP icon
LXP Industrial Trust
LXP
+$4.53M
4
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$4.17M
5
MPT
Medical Properties Trust
MPT
+$3.22M

Sector Composition

Rank Sector Weight
1 Real Estate 15.1%
2 Healthcare 8.1%
3 Communication Services 7.32%
4 Materials 5.38%
5 Utilities 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUM
51
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.54M 0.51%
124,657
+850
+0.7% +$10.7K
FAST icon
52
Fastenal
FAST
$59.8B
$1.53M 0.5%
105,244
+16,892
+19% +$241K
BRK.A icon
53
Berkshire Hathaway Class A
BRK.A
$1.14T
$1.28M 0.42%
4
– –
NUE icon
54
Nucor
NUE
$62.5B
$1.27M 0.42%
+20,062
New +$1.28M
EMI
55
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.23M 0.4%
98,752
-600
-0.6% -$7.72K
MIN
56
Aberdeen Intermediate Income Fund
MIN
$278M
$1.19M 0.39%
315,641
-15,030
-5% -$57.1K
FWONK icon
57
Liberty Media Series C
FWONK
$25.8B
$1.16M 0.38%
43,961
-1,821
-4% -$64.3K
GDO
58
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.3M
$1M 0.33%
61,837
+16,338
+36% +$269K
GROW icon
59
US Global Investors
GROW
$38.5M
$938K 0.31%
617,292
-54,993
-8% -$93K
AFT
60
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$828K 0.27%
51,789
-1,175
-2% -$18.9K
CL icon
61
Colgate-Palmolive
CL
$74.3B
$817K 0.27%
12,200
– –
DTE icon
62
DTE Energy
DTE
$28.5B
$811K 0.27%
8,736
+869
+11% +$81K
GOAU icon
63
US Global GO Gold and Precious Metal Miners ETF
GOAU
$199M
$779K 0.26%
73,723
+651
+0.9% +$7.52K
MCD icon
64
McDonald's
MCD
$194B
$766K 0.25%
4,576
+40
+0.9% +$6.41K
PG icon
65
Procter & Gamble
PG
$340B
$739K 0.24%
8,883
+1
+0% +$82
SPE
66
Special Opportunities Fund
SPE
$144M
$696K 0.23%
48,472
-3,800
-7% -$54.7K
FAX
67
abrdn Asia-Pacific Income Fund
FAX
$604M
$682K 0.22%
27,472
+881
+3% +$22.4K
LWAY icon
68
Lifeway Foods
LWAY
$458M
$661K 0.22%
248,410
-40,321
-14% -$148K
PEP icon
69
PepsiCo
PEP
$188B
$643K 0.21%
5,754
– –
ED icon
70
Consolidated Edison
ED
$39.3B
$603K 0.2%
7,918
+47
+0.6% +$3.7K
AC
71
DELISTED
Associated Capital Group
AC
$547K 0.18%
12,909
-36,945
-74% -$1.41M
AAPL icon
72
Apple
AAPL
$4.5T
$531K 0.17%
+9,412
New +$490K
APF
73
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$528K 0.17%
31,959
-583
-2% -$9.8K
LXP icon
74
LXP Industrial Trust
LXP
$3.58B
$495K 0.16%
11,932
-103,706
-90% -$4.53M
SPE.PRB
75
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$485K 0.16%
19,017
-244
-1% -$6.26K
1 2
3
4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q3 2018 Portfolio in Review

As of Q3 2018, Financial & Investment Management Group held 119 positions worth $304M, down 4% from $316M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Financial & Investment Management Group's Q3 2018 filing shows 16 new, 23 increased, 56 reduced and 6 closed positions. Its largest new stake was Invesco BulletShares 2020 High Yield Corporate Bond ETF: 373,075 shares worth $9.07M. The largest sale was SPIRIT REALTY CAPITAL, INC., an estimated $7M.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, down from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Financial & Investment Management Group's largest Q3 2018 buy was Invesco BulletShares 2020 High Yield Corporate Bond ETF: 373,075 shares worth $9.07M.
  • Financial & Investment Management Group added most to Array Biopharma Inc in Q3 2018, an estimated $1.72M increase.
  • Financial & Investment Management Group's biggest Q3 2018 reduction was LXP Industrial Trust, cutting an estimated $4.53M.
  • Financial & Investment Management Group fully exited SPIRIT REALTY CAPITAL, INC. in Q3 2018, selling an estimated $7M.
  • Financial & Investment Management Group's ten largest holdings make up 35% of its $304M portfolio in Q3 2018.
  • Financial & Investment Management Group opened 16 new positions and closed 6 in Q3 2018.
  • Financial & Investment Management Group's portfolio value fell 4% quarter-over-quarter to $304M.

Based on Financial & Investment Management Group's 13F filing for Q3 2018, filed 18 Oct 2018.