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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-5.48%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$194M
AUM Growth
-$240M
Cap. Flow
-$225M
Cap. Flow %
-116.25%
Top 10 Hldgs %
87.64%
Holding
86
New
3
Increased
–
Reduced
12
Closed
21

Top Buys

1
WHLRD
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
+$757K
2
MBAI
Check-Cap
MBAI
+$287K
3
ADVM
Adverum Biotechnologies
ADVM
+$250K

Top Sells

1
LGND icon
Ligand Pharmaceuticals
LGND
+$23.7M
2
SM icon
SM Energy
SM
+$15.5M
3
SWN
Southwestern Energy Company
SWN
+$15.4M
4
HES
Hess
HES
+$14.4M
5
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$14.1M

Sector Composition

1 Healthcare 77.24%
2 Financials 7.76%
3 Technology 3.86%
4 Real Estate 1.68%
5 Communication Services 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXD
76
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-75,000
Closed -$11.3M
CLR
77
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-150,000
Closed -$6.79M
XEC
78
DELISTED
CIMAREX ENERGY CO
XEC
– –
-100,000
Closed -$11.9M
CXO
79
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-100,000
Closed -$11.9M
GPOR
80
DELISTED
Gulfport Energy Corp.
GPOR
– –
-270,000
Closed -$8.44M
MR
81
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-4,000
Closed -$200K
NBL
82
DELISTED
Noble Energy, Inc.
NBL
– –
-280,000
Closed -$10M
CIE
83
DELISTED
Cobalt International Energy, Inc
CIE
– –
-33,333
Closed -$670K
WLL
84
DELISTED
Whiting Petroleum Corporation
WLL
– –
-3,333
Closed -$9.26M
1 2 3
4

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David M. Knott's Q3 2016 Portfolio in Review

As of Q3 2016, David M. Knott held 86 positions worth $194M, down 55% from $434M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

David M. Knott withdrew a net $225M in Q3 2016, closing 21 positions and reducing 12 holdings. Its most notable exit was SM Energy, an estimated $15.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 77% of assets, up from 44% a quarter earlier, followed by Financials and Technology.

Against the trend, David M. Knott opened a new position in Wheeler Real Estate Investment Trust Series D Preferred Stock worth $765K.

  • David M. Knott's largest Q3 2016 buy was Wheeler Real Estate Investment Trust Series D Preferred Stock: 30,000 shares worth $765K.
  • David M. Knott's biggest Q3 2016 reduction was Ligand Pharmaceuticals, cutting an estimated $23.7M.
  • David M. Knott fully exited SM Energy in Q3 2016, selling an estimated $15.5M.
  • David M. Knott's ten largest holdings make up 88% of its $194M portfolio in Q3 2016.
  • David M. Knott opened 3 new positions and closed 21 in Q3 2016.
  • David M. Knott's portfolio value fell 55% quarter-over-quarter to $194M.

Based on David M. Knott's 13F filing for Q3 2016, filed 10 Nov 2016.