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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-5.48%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$194M
AUM Growth
-$240M
Cap. Flow
-$225M
Cap. Flow %
-116.25%
Top 10 Hldgs %
87.64%
Holding
86
New
3
Increased
–
Reduced
12
Closed
21

Top Buys

1
WHLRD
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
+$757K
2
MBAI
Check-Cap
MBAI
+$287K
3
ADVM
Adverum Biotechnologies
ADVM
+$250K

Top Sells

1
LGND icon
Ligand Pharmaceuticals
LGND
+$23.7M
2
SM icon
SM Energy
SM
+$15.5M
3
SWN
Southwestern Energy Company
SWN
+$15.4M
4
HES
Hess
HES
+$14.4M
5
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$14.1M

Sector Composition

1 Healthcare 77.24%
2 Financials 7.76%
3 Technology 3.86%
4 Real Estate 1.68%
5 Communication Services 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
51
Merck
MRK
$315B
$81K 0.04%
1,362
– –
AB icon
52
AllianceBernstein
AB
$3.58B
$57K 0.03%
2,500
– –
DD icon
53
DuPont de Nemours
DD
$18.1B
$41K 0.02%
316
– –
SVC
54
Service Properties Trust
SVC
$1.13B
$30K 0.02%
200
– –
LLY icon
55
Eli Lilly
LLY
$1.04T
$24K 0.01%
300
– –
PBCT
56
DELISTED
People's United Financial Inc
PBCT
$24K 0.01%
1,500
– –
CC icon
57
Chemours
CC
$2.61B
$22K 0.01%
1,360
– –
BNS icon
58
Scotiabank
BNS
$110B
$21K 0.01%
400
– –
RHP icon
59
Ryman Hospitality Properties
RHP
$7.89B
$19K 0.01%
400
– –
EXP icon
60
Eagle Materials
EXP
$6.61B
$18K 0.01%
228
– –
CLNY
61
DELISTED
Colony Capital, Inc.
CLNY
$18K 0.01%
1,000
– –
STWD icon
62
Starwood Property Trust
STWD
$6.34B
$9K ﹤0.01%
400
– –
SCU
63
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$9K ﹤0.01%
200
– –
AMLP icon
64
Alerian MLP ETF
AMLP
$12.7B
$8K ﹤0.01%
120
– –
RMR icon
65
The RMR Group
RMR
$360M
$1K ﹤0.01%
16
– –
AR icon
66
Antero Resources
AR
$10.3B
– –
-200,000
Closed -$5.2M
CTRA
67
DELISTED
Coterra Energy
CTRA
– –
-440,000
Closed -$11.3M
DVN icon
68
Devon Energy
DVN
$49.6B
– –
-290,000
Closed -$10.5M
HES
69
DELISTED
Hess
HES
– –
-240,000
Closed -$14.4M
IEF icon
70
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-667
Closed -$12.5K
RRC icon
71
Range Resources
RRC
$8.54B
– –
-285,000
Closed -$12.3M
SLB icon
72
SLB Ltd
SLB
$70.4B
– –
-100,000
Closed -$7.91M
SM icon
73
SM Energy
SM
$7.24B
– –
-575,000
Closed -$15.5M
SWN
74
DELISTED
Southwestern Energy Company
SWN
– –
-1,225,000
Closed -$15.4M
SLCA
75
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-410,000
Closed -$14.1M
1 2
3
4

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HCIA
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ISG
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MCL
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DVC
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David M. Knott's Q3 2016 Portfolio in Review

As of Q3 2016, David M. Knott held 86 positions worth $194M, down 55% from $434M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

David M. Knott withdrew a net $225M in Q3 2016, closing 21 positions and reducing 12 holdings. Its most notable exit was SM Energy, an estimated $15.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 77% of assets, up from 44% a quarter earlier, followed by Financials and Technology.

Against the trend, David M. Knott opened a new position in Wheeler Real Estate Investment Trust Series D Preferred Stock worth $765K.

  • David M. Knott's largest Q3 2016 buy was Wheeler Real Estate Investment Trust Series D Preferred Stock: 30,000 shares worth $765K.
  • David M. Knott's biggest Q3 2016 reduction was Ligand Pharmaceuticals, cutting an estimated $23.7M.
  • David M. Knott fully exited SM Energy in Q3 2016, selling an estimated $15.5M.
  • David M. Knott's ten largest holdings make up 88% of its $194M portfolio in Q3 2016.
  • David M. Knott opened 3 new positions and closed 21 in Q3 2016.
  • David M. Knott's portfolio value fell 55% quarter-over-quarter to $194M.

Based on David M. Knott's 13F filing for Q3 2016, filed 10 Nov 2016.