DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
-5.55%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$194M
AUM Growth
+$194M
Cap. Flow
-$224M
Cap. Flow %
-115.67%
Top 10 Hldgs %
87.64%
Holding
86
New
3
Increased
–
Reduced
12
Closed
21

Top Buys

1
WHLRD
Wheeler Real Estate Investment Trust, Inc. Series D Cumulative Preferred Stock
WHLRD
$765K
2
CHEK icon
Check-Cap
CHEK
$317K
3
ADVM icon
Adverum Biotechnologies
ADVM
$271K

Top Sells

1
LGND icon
Ligand Pharmaceuticals
LGND
$20.6M
2
SM icon
SM Energy
SM
$15.5M
3
SWN
Southwestern Energy Company
SWN
$15.4M
4
HES
Hess
HES
$14.4M
5
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
$14.1M

Sector Composition

1 Healthcare 77.24%
2 Financials 7.76%
3 Technology 3.86%
4 Real Estate 1.68%
5 Communication Services 1.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MRK icon
51
Merck
MRK
$210B
$81K 0.04%
1,300
– –
AB icon
52
AllianceBernstein
AB
$4.37B
$57K 0.03%
2,500
– –
DD icon
53
DuPont de Nemours
DD
$31.6B
$41K 0.02%
800
– –
SVC
54
Service Properties Trust
SVC
$456M
$30K 0.02%
1,000
– –
LLY icon
55
Eli Lilly
LLY
$661B
$24K 0.01%
300
– –
PBCT
56
DELISTED
People's United Financial Inc
PBCT
$24K 0.01%
1,500
– –
CC icon
57
Chemours
CC
$2.24B
$22K 0.01%
1,360
– –
BNS icon
58
Scotiabank
BNS
$78.1B
$21K 0.01%
400
– –
RHP icon
59
Ryman Hospitality Properties
RHP
$6.29B
$19K 0.01%
400
– –
EXP icon
60
Eagle Materials
EXP
$7.27B
$18K 0.01%
228
– –
CLNY
61
DELISTED
Colony Capital, Inc.
CLNY
$18K 0.01%
1,000
– –
STWD icon
62
Starwood Property Trust
STWD
$7.44B
$9K ﹤0.01%
400
– –
SCU
63
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$9K ﹤0.01%
2,000
– –
AMLP icon
64
Alerian MLP ETF
AMLP
$10.6B
$8K ﹤0.01%
600
– –
RMR icon
65
The RMR Group
RMR
$279M
$1K ﹤0.01%
16
– –
SWN
66
DELISTED
Southwestern Energy Company
SWN
– –
-1,225,000
Closed -$15.4M
SLCA
67
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-410,000
Closed -$14.1M
PXD
68
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-75,000
Closed -$11.3M
CLR
69
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-150,000
Closed -$6.79M
XEC
70
DELISTED
CIMAREX ENERGY CO
XEC
– –
-100,000
Closed -$11.9M
CXO
71
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-100,000
Closed -$11.9M
GPOR
72
DELISTED
Gulfport Energy Corp.
GPOR
– –
-270,000
Closed -$8.44M
MR
73
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-60,000
Closed -$200K
NBL
74
DELISTED
Noble Energy, Inc.
NBL
– –
-280,000
Closed -$10M
CIE
75
DELISTED
Cobalt International Energy, Inc
CIE
– –
-500,000
Closed -$670K
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