DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
-5.55%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$194M
AUM Growth
+$194M
Cap. Flow
-$224M
Cap. Flow %
-115.67%
Top 10 Hldgs %
87.64%
Holding
86
New
3
Increased
–
Reduced
12
Closed
21

Top Buys

1
WHLRD
Wheeler Real Estate Investment Trust, Inc. Series D Cumulative Preferred Stock
WHLRD
$765K
2
CHEK icon
Check-Cap
CHEK
$317K
3
ADVM icon
Adverum Biotechnologies
ADVM
$271K

Top Sells

1
LGND icon
Ligand Pharmaceuticals
LGND
$20.6M
2
SM icon
SM Energy
SM
$15.5M
3
SWN
Southwestern Energy Company
SWN
$15.4M
4
HES
Hess
HES
$14.4M
5
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
$14.1M

Sector Composition

1 Healthcare 77.24%
2 Financials 7.76%
3 Technology 3.86%
4 Real Estate 1.68%
5 Communication Services 1.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBM icon
26
IBM
IBM
$227B
$681K 0.35%
4,284
– –
FF icon
27
Future Fuel
FF
$176M
$618K 0.32%
54,804
-500
-0.9% -$5.64K
RLOG
28
DELISTED
Rand Logistics, Inc.
RLOG
$505K 0.26%
664,435
-900
-0.1% -$684
CHEKW
29
DELISTED
Check-Cap Ltd. Series A Warrant
CHEKW
$495K 0.26%
66,059
– –
STND
30
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$456K 0.24%
20,000
– –
DD
31
DELISTED
Du Pont De Nemours E I
DD
$451K 0.23%
6,700
– –
SBCP
32
DELISTED
Sunshine Bancorp, Inc
SBCP
$412K 0.21%
27,800
– –
GILD icon
33
Gilead Sciences
GILD
$140B
$409K 0.21%
5,170
-100
-2% -$7.91K
CHEK icon
34
Check-Cap
CHEK
$3.95M
$317K 0.16%
+159,871
New +$317K
ANCB
35
DELISTED
Anchor Bancorp
ANCB
$313K 0.16%
12,250
– –
MIC
36
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$275K 0.14%
3,300
– –
ADVM icon
37
Adverum Biotechnologies
ADVM
$68.2M
$271K 0.14%
+66,000
New +$271K
MDLZ icon
38
Mondelez International
MDLZ
$79.3B
$259K 0.13%
5,900
– –
TTE icon
39
TotalEnergies
TTE
$135B
$251K 0.13%
5,260
– –
KO icon
40
Coca-Cola
KO
$297B
$245K 0.13%
5,800
– –
ARLZ
41
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$183K 0.09%
37,698
– –
AEHL icon
42
Antelope Enterprise Holdings
AEHL
$18.8M
$147K 0.08%
47,195
– –
CUZ icon
43
Cousins Properties
CUZ
$4.9B
$140K 0.07%
13,428
– –
GE icon
44
GE Aerospace
GE
$293B
$139K 0.07%
4,680
– –
ORIT
45
DELISTED
Oritani Financial Corp. New
ORIT
$122K 0.06%
7,800
– –
TST
46
DELISTED
TheStreet, Inc.
TST
$111K 0.06%
100,600
– –
FNB icon
47
FNB Corp
FNB
$5.92B
$110K 0.06%
8,905
– –
MDT icon
48
Medtronic
MDT
$118B
$91K 0.05%
1,050
– –
T icon
49
AT&T
T
$208B
$83K 0.04%
2,050
– –
VZ icon
50
Verizon
VZ
$184B
$83K 0.04%
1,583
– –
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