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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-5.2%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$116M
AUM Growth
+$4.94M
Cap. Flow
+$10M
Cap. Flow %
8.66%
Top 10 Hldgs %
46.05%
Holding
200
New
33
Increased
33
Reduced
51
Closed
72

Top Buys

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$24.1M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.9M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3M
4
MBB icon
iShares MBS ETF
MBB
+$2.75M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.77M

Top Sells

Rank Stock Value
1
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.52M
2
AMZN icon
Amazon
AMZN
+$1.46M
3
TMO icon
Thermo Fisher Scientific
TMO
+$1.4M
4
UNH icon
UnitedHealth
UNH
+$1.18M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 6.77%
2 Healthcare 3.95%
3 Communication Services 3.46%
4 Consumer Discretionary 3.27%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPRO icon
126
GoPro
GPRO
$126M
$55K 0.05%
14,500
+3,000
+26% +$11.1K
SABA
127
Saba Capital Income & Opportunities Fund II
SABA
$223M
$55K 0.05%
5,281
-1,500
-22% -$17.6K
PTN
128
Palatin Technologies
PTN
$13.8M
$9K 0.01%
16
– –
AMLP icon
129
Alerian MLP ETF
AMLP
$12.8B
– –
-16,707
Closed -$663K
ANET icon
130
Arista Networks
ANET
$238B
– –
-23,680
Closed -$343K
AVGO icon
131
Broadcom
AVGO
$2.04T
– –
-20,370
Closed -$652K
BA icon
132
Boeing
BA
$185B
– –
-1,230
Closed -$423K
BABA icon
133
Alibaba
BABA
$308B
– –
-1,454
Closed -$316K
BAC icon
134
Bank of America
BAC
$442B
– –
-7,462
Closed -$259K
CCI icon
135
Crown Castle
CCI
$32.2B
– –
-4,560
Closed -$734K
CEFS icon
136
Saba Closed-End Funds ETF
CEFS
$433M
– –
-72,417
Closed -$1.52M
CHD icon
137
Church & Dwight Co
CHD
$24.5B
– –
-8,287
Closed -$620K
COP icon
138
ConocoPhillips
COP
$141B
– –
-3,857
Closed -$226K
CVY icon
139
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
– –
-10,100
Closed -$229K
CWB icon
140
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
– –
-19,151
Closed -$1.13M
DIA icon
141
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-3,942
Closed -$1.16M
EMB icon
142
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
– –
-5,877
Closed -$680K
ETV
143
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
– –
-16,142
Closed -$247K
ETW
144
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
– –
-15,250
Closed -$161K
FMY
145
First Trust Mortgage Income Fund
FMY
$48.7M
– –
-39,955
Closed -$561K
FPE icon
146
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-46,578
Closed -$953K
GDV icon
147
Gabelli Dividend & Income Trust
GDV
$2.66B
– –
-9,974
Closed -$221K
HYG icon
148
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-3,239
Closed -$285K
IBB icon
149
iShares Biotechnology ETF
IBB
$9.77B
– –
-2,117
Closed -$260K
ICE icon
150
Intercontinental Exchange
ICE
$84.4B
– –
-7,251
Closed -$687K
4 5
6
7 8

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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Castle Rock Wealth Management held 200 positions worth $116M, up 4.4% from $111M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Castle Rock Wealth Management deployed $10M of net new capital in Q1 2020, opening 33 new positions and adding to 33 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 11% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Amazon, an estimated $1.46M trimmed.

  • Castle Rock Wealth Management's largest Q1 2020 buy was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q1 2020, an estimated $24.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2020 reduction was Amazon, cutting an estimated $1.46M.
  • Castle Rock Wealth Management fully exited Saba Closed-End Funds ETF in Q1 2020, selling an estimated $1.52M.
  • Castle Rock Wealth Management's ten largest holdings make up 46% of its $116M portfolio in Q1 2020.
  • Castle Rock Wealth Management opened 33 new positions and closed 72 in Q1 2020.
  • Castle Rock Wealth Management's portfolio value rose 4.4% quarter-over-quarter to $116M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2020, filed 18 May 2020.