CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $428M
This Quarter Return
-5.2%
1 Year Return
+22.28%
3 Year Return
+71.14%
5 Year Return
+128.16%
10 Year Return
–
AUM
$116M
AUM Growth
+$116M
Cap. Flow
+$10.5M
Cap. Flow %
9.04%
Top 10 Hldgs %
46.05%
Holding
200
New
33
Increased
33
Reduced
51
Closed
72

Top Buys

1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$24.1M
2
SHV icon
iShares Short Treasury Bond ETF
SHV
$5.91M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$3.37M
4
MBB icon
iShares MBS ETF
MBB
$2.8M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$1.88M

Top Sells

1
AMZN icon
Amazon
AMZN
$1.8M
2
CEFS icon
Saba Closed-End Funds ETF
CEFS
$1.53M
3
TMO icon
Thermo Fisher Scientific
TMO
$1.4M
4
UNH icon
UnitedHealth
UNH
$1.24M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
$1.16M

Sector Composition

1 Technology 6.77%
2 Healthcare 3.95%
3 Communication Services 3.46%
4 Consumer Discretionary 3.27%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GPRO icon
126
GoPro
GPRO
$236M
$55K 0.05%
14,500
+3,000
+26% +$11.4K
SABA
127
Saba Capital Income & Opportunities Fund II
SABA
$254M
$55K 0.05%
10,562
-3,000
-22% -$15.6K
PTN
128
DELISTED
Palatin Technologies
PTN
$9K 0.01%
20,000
– –
UPLD icon
129
Upland Software
UPLD
$80.6M
– –
-5,188
Closed -$222K
AMLP icon
130
Alerian MLP ETF
AMLP
$10.6B
– –
-83,533
Closed -$663K
ANET icon
131
Arista Networks
ANET
$171B
– –
-1,480
Closed -$343K
AVGO icon
132
Broadcom
AVGO
$1.4T
– –
-2,037
Closed -$652K
BA icon
133
Boeing
BA
$179B
– –
-1,230
Closed -$423K
BABA icon
134
Alibaba
BABA
$330B
– –
-1,454
Closed -$316K
BAC icon
135
Bank of America
BAC
$373B
– –
-7,462
Closed -$259K
CCI icon
136
Crown Castle
CCI
$42.7B
– –
-4,560
Closed -$734K
CEFS icon
137
Saba Closed-End Funds ETF
CEFS
$315M
– –
-72,417
Closed -$1.53M
CHD icon
138
Church & Dwight Co
CHD
$22.7B
– –
-8,287
Closed -$620K
COP icon
139
ConocoPhillips
COP
$124B
– –
-3,857
Closed -$226K
CVY icon
140
Invesco Zacks Multi-Asset Income ETF
CVY
$117M
– –
-10,100
Closed -$229K
CWB icon
141
SPDR Bloomberg Convertible Securities ETF
CWB
$4.4B
– –
-19,151
Closed -$1.13M
DIA icon
142
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.7B
– –
-3,942
Closed -$1.16M
EMB icon
143
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.3B
– –
-5,877
Closed -$680K
ETV
144
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.63B
– –
-16,142
Closed -$247K
ETW
145
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$971M
– –
-15,250
Closed -$161K
FMY
146
First Trust Mortgage Income Fund
FMY
$51.7M
– –
-39,955
Closed -$561K
FPE icon
147
First Trust Preferred Securities and Income ETF
FPE
$6.08B
– –
-46,578
Closed -$953K
GDV icon
148
Gabelli Dividend & Income Trust
GDV
$2.38B
– –
-9,974
Closed -$221K
HYG icon
149
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
– –
-3,239
Closed -$285K
IBB icon
150
iShares Biotechnology ETF
IBB
$5.69B
– –
-2,117
Closed -$260K
4 5
6
7 8