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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$2.33M
AUM Growth
+$163K
Cap. Flow
+$33.3M
Cap. Flow %
1,428.78%
Top 10 Hldgs %
98.2%
Holding
55
New
47
Increased
3
Reduced
–
Closed
1

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.17M
2
AAPL icon
Apple
AAPL
+$2.07M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.43M
4
MSFT icon
Microsoft
MSFT
+$1.4M
5
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$1.28M

Top Sells

Rank Stock Value
1
PCG icon
PG&E
PCG
+$214K

Sector Composition

Rank Sector Weight
1 Financials 19.39%
2 Consumer Discretionary 12.44%
3 Technology 6.56%
4 Communication Services 0.56%
5 Industrials 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
26
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1K 0.04%
+20,968
New +$679K
QQEW icon
27
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
$1K 0.04%
+11,025
New +$675K
USMV icon
28
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$1K 0.04%
+12,920
New +$724K
UTG icon
29
Reaves Utility Income Fund
UTG
$3.54B
$1K 0.04%
+15,742
New +$497K
VNLA icon
30
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
$1K 0.04%
+25,257
New +$1.25M
VWO icon
31
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$1K 0.04%
+16,547
New +$681K
BSCO
32
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1K 0.04%
+62,829
New +$1.28M
GLOP
33
DELISTED
GASLOG PARTNERS LP
GLOP
$1K 0.04%
+42,949
New +$948K
STOR
34
DELISTED
STORE Capital Corporation
STOR
$1K 0.04%
+33,263
New +$1.05M
ARKK icon
35
ARK Innovation ETF
ARKK
$5.64B
$0 ﹤0.01%
+10,457
New +$460K
CRON
36
Cronos Group
CRON
$1.06B
$0 ﹤0.01%
+14,565
New +$273K
CVY icon
37
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$0 ﹤0.01%
+11,300
New +$241K
ETV
38
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$0 ﹤0.01%
+13,245
New +$195K
ETW
39
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$0 ﹤0.01%
+15,250
New +$148K
FMY
40
First Trust Mortgage Income Fund
FMY
$49M
$0 ﹤0.01%
+35,883
New +$481K
GDV icon
41
Gabelli Dividend & Income Trust
GDV
$2.6B
$0 ﹤0.01%
+12,795
New +$264K
IDV icon
42
iShares International Select Dividend ETF
IDV
$8.45B
$0 ﹤0.01%
+14,398
New +$444K
IGR
43
CBRE Global Real Estate Income Fund
IGR
$709M
$0 ﹤0.01%
+50,017
New +$350K
JFR icon
44
Nuveen Floating Rate Income Fund
JFR
$1.24B
$0 ﹤0.01%
+35,445
New +$346K
JSMD icon
45
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$0 ﹤0.01%
+10,607
New +$443K
NFJ
46
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$0 ﹤0.01%
+15,800
New +$187K
NMFC icon
47
New Mountain Finance
NMFC
$651M
$0 ﹤0.01%
+32,094
New +$437K
PCG icon
48
PG&E
PCG
$38.3B
– –
-9,000
Closed -$214K
PTN
49
Palatin Technologies
PTN
$13.7M
$0 ﹤0.01%
+18
New +$18.8K
REM icon
50
iShares Mortgage Real Estate ETF
REM
$539M
$0 ﹤0.01%
+10,954
New +$470K
1
2
3

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
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MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, Castle Rock Wealth Management held 55 positions worth $2.33M, up 7.5% from $2.17M the previous quarter. Its ten largest holdings account for 98% of the portfolio.

Castle Rock Wealth Management deployed $33.3M of net new capital in Q1 2019, opening 47 new positions and adding to 3 existing holdings. Its largest new stake was Chevron: 26,805 shares worth $3K.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the most notable exit was PG&E, an estimated $214K sold.

  • Castle Rock Wealth Management's largest Q1 2019 buy was Chevron: 26,805 shares worth $3K.
  • Castle Rock Wealth Management added most to Home Depot in Q1 2019, an estimated $677K increase.
  • Castle Rock Wealth Management fully exited PG&E in Q1 2019, selling an estimated $214K.
  • Castle Rock Wealth Management's ten largest holdings make up 98% of its $2.33M portfolio in Q1 2019.
  • Castle Rock Wealth Management opened 47 new positions and closed 1 in Q1 2019.
  • Castle Rock Wealth Management's portfolio value rose 7.5% quarter-over-quarter to $2.33M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2019, filed 15 May 2019.