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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+10.9%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.7M
AUM Growth
+$12.5M
Cap. Flow
+$5.66M
Cap. Flow %
5.98%
Top 10 Hldgs %
78.94%
Holding
30
New
4
Increased
2
Reduced
5
Closed
4

Top Buys

Rank Stock Value
1
STN icon
Stantec
STN
+$7.58M
2
QSR icon
Restaurant Brands International
QSR
+$4.54M
3
STKL
SunOpta
STKL
+$1.68M
4
AVGO icon
Broadcom
AVGO
+$1.35M
5
EOG icon
EOG Resources
EOG
+$1.29M

Top Sells

Rank Stock Value
1
NTR icon
Nutrien
NTR
+$4.12M
2
TRP icon
TC Energy
TRP
+$2.27M
3
CVE icon
Cenovus Energy
CVE
+$1.83M
4
APH icon
Amphenol
APH
+$1.36M
5
COST icon
Costco
COST
+$791K

Sector Composition

Rank Sector Weight
1 Financials 51.27%
2 Technology 15.09%
3 Industrials 9.82%
4 Energy 8.04%
5 Healthcare 7.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
26
Amazon
AMZN
$2.95T
$437K 0.46%
5,200
– –
APH icon
27
Amphenol
APH
$210B
– –
-39,920
Closed -$1.36M
COST icon
28
Costco
COST
$418B
– –
-1,650
Closed -$791K
NTR icon
29
Nutrien
NTR
$31.9B
– –
-49,200
Closed -$4.12M
TRP icon
30
TC Energy
TRP
$66.4B
– –
-55,000
Closed -$2.27M
1
2

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2
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KAM
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IGM
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LIA
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Caldwell Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Investment Management held 30 positions worth $94.7M, up 15% from $82.2M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Caldwell Investment Management deployed $5.66M of net new capital in Q4 2022, opening 4 new positions and adding to 2 existing holdings. Its largest new stake was Stantec: 157,100 shares worth $7.54M.

By sector, the portfolio is most concentrated in Financials at 51% of assets, down from 54% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Cenovus Energy, an estimated $1.83M trimmed.

  • Caldwell Investment Management's largest Q4 2022 buy was Stantec: 157,100 shares worth $7.54M.
  • Caldwell Investment Management added most to EOG Resources in Q4 2022, an estimated $1.29M increase.
  • Caldwell Investment Management's biggest Q4 2022 reduction was Cenovus Energy, cutting an estimated $1.83M.
  • Caldwell Investment Management fully exited Nutrien in Q4 2022, selling an estimated $4.12M.
  • Caldwell Investment Management's ten largest holdings make up 79% of its $94.7M portfolio in Q4 2022.
  • Caldwell Investment Management opened 4 new positions and closed 4 in Q4 2022.
  • Caldwell Investment Management's portfolio value rose 15% quarter-over-quarter to $94.7M.

Based on Caldwell Investment Management's 13F filing for Q4 2022, filed 1 Feb 2023.