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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
-2.88%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$82.2M
AUM Growth
-$17.4M
Cap. Flow
-$7.91M
Cap. Flow %
-9.63%
Top 10 Hldgs %
78.41%
Holding
32
New
5
Increased
2
Reduced
6
Closed
6

Top Buys

Rank Stock Value
1
TRP icon
TC Energy
TRP
+$2.73M
2
LNG icon
Cheniere Energy
LNG
+$1.3M
3
MCK icon
McKesson
MCK
+$1.16M
4
COST icon
Costco
COST
+$858K
5
ANSS
Ansys
ANSS
+$639K

Top Sells

Rank Stock Value
1
TCN
Tricon Residential Inc.
TCN
+$4.71M
2
NTR icon
Nutrien
NTR
+$2.04M
3
STN icon
Stantec
STN
+$1.99M
4
TFII icon
TFI International
TFII
+$1.75M
5
BBU
Brookfield Business Partners
BBU
+$1.23M

Sector Composition

Rank Sector Weight
1 Financials 54.15%
2 Technology 15.57%
3 Energy 11.7%
4 Healthcare 7.33%
5 Materials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANSS
26
DELISTED
Ansys
ANSS
$570K 0.69%
+2,500
New +$639K
AVGO icon
27
Broadcom
AVGO
$1.99T
– –
-8,380
Closed -$407K
BBU
28
DELISTED
Brookfield Business Partners
BBU
– –
-45,200
Closed -$1.23M
BBUC
29
Brookfield Business Corp Class A Subordinate Voting Shares
BBUC
$5.94B
– –
-22,600
Closed -$665K
CME icon
30
CME Group
CME
$93.9B
– –
-5,900
Closed -$1.21M
STN icon
31
Stantec
STN
$8.5B
– –
-35,200
Closed -$1.99M
TFII icon
32
TFI International
TFII
$11.6B
– –
-16,900
Closed -$1.75M
1
2

Similar funds

2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return
IGM
Incline Global Management New York $255M AUM 7.23% 1-Year Est. Return
LIA
LifePlan Investment Advisors Raleigh, North Carolina $254M AUM 17.26% 1-Year Est. Return
CIA
Corigliano Investment Advisers Raleigh, North Carolina $256M AUM 54.89% 1-Year Est. Return
TSM
Two Star Manager Miami Beach, Florida $254M AUM 3.61% 1-Year Est. Return

Caldwell Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Investment Management held 32 positions worth $82.2M, down 17% from $99.6M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Caldwell Investment Management withdrew a net $7.91M in Q3 2022, closing 6 positions and reducing 6 holdings. Its most notable exit was Stantec, an estimated $1.99M position sold in full.

By sector, the portfolio is most concentrated in Financials at 54% of assets, up from 47% a quarter earlier, followed by Technology and Energy.

Against the trend, Caldwell Investment Management opened a new position in TC Energy worth $2.27M.

  • Caldwell Investment Management's largest Q3 2022 buy was TC Energy: 55,000 shares worth $2.27M.
  • Caldwell Investment Management added most to Amphenol in Q3 2022, an estimated $535K increase.
  • Caldwell Investment Management's biggest Q3 2022 reduction was Tricon Residential Inc., cutting an estimated $4.71M.
  • Caldwell Investment Management fully exited Stantec in Q3 2022, selling an estimated $1.99M.
  • Caldwell Investment Management's ten largest holdings make up 78% of its $82.2M portfolio in Q3 2022.
  • Caldwell Investment Management opened 5 new positions and closed 6 in Q3 2022.
  • Caldwell Investment Management's portfolio value fell 17% quarter-over-quarter to $82.2M.

Based on Caldwell Investment Management's 13F filing for Q3 2022, filed 27 Oct 2022.