We are live on ! Find out more
CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+12.51%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$128M
AUM Growth
–
Cap. Flow
+$125M
Cap. Flow %
97.83%
Top 10 Hldgs %
73.74%
Holding
33
New
33
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$15.9M
2
KKR icon
KKR & Co
KKR
+$14.8M
3
ICE icon
Intercontinental Exchange
ICE
+$14.5M
4
CBOE icon
Cboe Global Markets
CBOE
+$14.2M
5
TCN
Tricon Residential Inc.
TCN
+$12.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 51.33%
2 Technology 11.8%
3 Real Estate 10.37%
4 Industrials 9.95%
5 Materials 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSP icon
26
Insperity
NSP
$1.96B
$1.16M 0.91%
+9,900
New +$1.17M
APH icon
27
Amphenol
APH
$207B
$1.1M 0.86%
+25,200
New +$1.02M
CSCO icon
28
Cisco
CSCO
$483B
$1M 0.78%
+15,690
New +$896K
DVN icon
29
Devon Energy
DVN
$49.9B
$1M 0.78%
+22,900
New +$952K
IPGP icon
30
IPG Photonics
IPGP
$3.61B
$928K 0.72%
+5,350
New +$884K
VRSK icon
31
Verisk Analytics
VRSK
$23.6B
$753K 0.59%
+3,300
New +$720K
ZTS icon
32
Zoetis
ZTS
$30.9B
$735K 0.57%
+3,000
New +$657K
CDW icon
33
CDW
CDW
$17.1B
$647K 0.51%
+3,170
New +$603K
1
2

Similar funds

2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return
IGM
Incline Global Management New York $255M AUM 7.23% 1-Year Est. Return
LIA
LifePlan Investment Advisors Raleigh, North Carolina $254M AUM 17.26% 1-Year Est. Return
CIA
Corigliano Investment Advisers Raleigh, North Carolina $256M AUM 54.89% 1-Year Est. Return
TSM
Two Star Manager Miami Beach, Florida $254M AUM 3.61% 1-Year Est. Return

Caldwell Investment Management's Q4 2021 Portfolio in Review

Q4 2021 is the first quarter with a 13F filing on record for Caldwell Investment Management, which disclosed 33 positions worth $128M. Its ten largest holdings account for 74% of the portfolio.

Its largest position is Bank of America: 350,000 shares worth $15.7M.

By sector, the portfolio is most concentrated in Financials at 51% of assets, followed by Technology and Real Estate.

  • Caldwell Investment Management's largest Q4 2021 buy was Bank of America: 350,000 shares worth $15.7M.
  • Caldwell Investment Management's ten largest holdings make up 74% of its $128M portfolio in Q4 2021.
  • Caldwell Investment Management disclosed 33 positions in Q4 2021, its first 13F filing on record.

Based on Caldwell Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.