BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
-0.72%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$391M
AUM Growth
-$52.6M
Cap. Flow
-$54.6M
Cap. Flow %
-13.96%
Top 10 Hldgs %
54.05%
Holding
95
New
12
Increased
23
Reduced
12
Closed
14

Top Buys

1
JOF
Japan Smaller Capitalization Fund
JOF
+$7M
2
GECC icon
Great Elm Capital Corp
GECC
+$5.49M
3
PCF
High Income Securities Fund
PCF
+$5.25M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$3.82M
5
CET
Central Securities Corp
CET
+$3.68M

Top Sells

1
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$32.9M
2
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$20M
3
CTF
Nuveen Long/Short Commodity Fd
CTF
+$19.4M
4
WHLR
Wheeler Real Estate Investment Trust
WHLR
+$6.56M
5
CFD
Nuveen Diversified Commodity Fnd
CFD
+$5.64M

Sector Composition

1 Financials 14.26%
2 Real Estate 8.05%
3 Industrials 4.44%
4 Technology 0.88%
5 Consumer Staples 0.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ECF
51
Ellsworth Growth & Income Fund
ECF
$158M
$637K 0.16%
77,045
+42,922
+126% +$355K
COTY icon
52
Coty
COTY
$3.57B
$521K 0.13%
28,474
+3,474
+14% +$63.6K
BHAC
53
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$516K 0.13%
50,823
– –
XELA
54
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$508K 0.13%
4
– –
HERZ
55
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$41.3M
$440K 0.11%
+84,465
New +$440K
FFA
56
First Trust Enhanced Equity Income Fund
FFA
$429M
$427K 0.11%
+31,633
New +$427K
VVPR icon
57
VivoPower
VVPR
$51.7M
$330K 0.08%
+5,999
New +$330K
SSSS icon
58
SuRo Capital
SSSS
$221M
$318K 0.08%
75,319
-20,822
-22% -$87.9K
GDL
59
GDL Fund
GDL
$96.4M
$261K 0.07%
26,554
-2,044
-7% -$20.1K
FT
60
Franklin Universal Trust
FT
$200M
$246K 0.06%
+36,790
New +$246K
JTPY
61
DELISTED
JetPay Corporation
JTPY
$227K 0.06%
100,877
-43,330
-30% -$97.5K
OACQ
62
DELISTED
Origo Acquisition Corporation
OACQ
$209K 0.05%
+20,085
New +$209K
FTF
63
Franklin Limited Duration Income Trust
FTF
$261M
$203K 0.05%
+16,860
New +$203K
PAACR
64
DELISTED
Pacific Special Acquisition Corp. Rights
PAACR
$159K 0.04%
300,000
– –
ECACR
65
DELISTED
E-compass Acquisition Corp. Rights
ECACR
$98K 0.03%
100,000
– –
PAACW
66
DELISTED
Pacific Special Acquisition Corp. Warrants
PAACW
$84K 0.02%
300,000
– –
ANDAR
67
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$79K 0.02%
201,285
– –
HRMNW
68
DELISTED
Harmony Merger Corp. Warrant
HRMNW
$70K 0.02%
200,000
-918
-0.5% -$321
ANDAW
69
DELISTED
Andina Acquisition Corp. II Warrant
ANDAW
$54K 0.01%
201,285
– –
ELECW
70
DELISTED
Electrum Special Acquisition Corporation
ELECW
$42K 0.01%
151,020
– –
OACQR
71
DELISTED
Origo Acquisition Corporation Right Expiring 3/12/2018
OACQR
$32K 0.01%
75,000
– –
MFIN icon
72
Medallion Financial
MFIN
$244M
$30K 0.01%
10,000
– –
OACQW
73
DELISTED
Origo Acquisition Corporation Warrants
OACQW
$23K 0.01%
75,000
– –
BHACR
74
DELISTED
Barington/Hilco Acquisition Corp. Rights
BHACR
$13K ﹤0.01%
50,823
– –
QPACW
75
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$10K ﹤0.01%
51,097
– –
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