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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$223M
AUM Growth
+$222M
Cap. Flow
+$48.4M
Cap. Flow %
21.74%
Top 10 Hldgs %
39.74%
Holding
201
New
34
Increased
34
Reduced
49
Closed
45

Top Buys

Rank Stock Value
1
CCIF
Carlyle Credit Income Fund
CCIF
+$5.41M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$5.27M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$4.13M
4
THCA
Tuscan Holdings Corp. II Common Stock
THCA
+$3.52M
5
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$3.37M

Top Sells

Rank Stock Value
1
HPK icon
HighPeak Energy
HPK
+$5.51M
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.03M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.38M
4
VLT icon
Invesco High Income Trust II
VLT
+$945K
5
MNCLU
Monocle Acquisition Corporation Units
MNCLU
+$904K

Sector Composition

Rank Sector Weight
1 Financials 5.92%
2 Industrials 3.64%
3 Real Estate 2.76%
4 Consumer Staples 2.74%
5 Healthcare 2.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUO
26
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$2.32M 1.04%
147,239
-195,954
-57% -$3.03M
APXTU
27
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$2.24M 1.01%
+220,000
New +$2.23M
MVC
28
DELISTED
MVC Capital, Inc.
MVC
$2.16M 0.97%
242,311
– –
TTCF
29
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$2.11M 0.95%
208,643
+41,400
+25% +$418K
FSK icon
30
FS KKR Capital
FSK
$3.37B
$2.1M 0.94%
90,103
+10,450
+13% +$245K
BRMK
31
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$2.04M 0.91%
195,118
+4,101
+2% +$42.6K
SKIL icon
32
Skillsoft
SKIL
$83.5M
$1.94M 0.87%
+9,665
New +$1.93M
VLT icon
33
Invesco High Income Trust II
VLT
$65.8M
$1.89M 0.85%
131,681
-65,704
-33% -$945K
PCF
34
High Income Securities Fund
PCF
$101M
$1.87M 0.84%
220,107
+107
+0% +$892
LOTZ
35
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$1.87M 0.84%
191,292
-10,100
-5% -$99.4K
RMG.U
36
DELISTED
RMG Acquisition Corp.
RMG.U
$1.73M 0.78%
171,852
-5,998
-3% -$60.4K
LSEA
37
DELISTED
Landsea Homes
LSEA
$1.73M 0.78%
168,650
-600
-0.4% -$6.12K
SPCE icon
38
Virgin Galactic
SPCE
$415M
$1.71M 0.77%
+7,992
New +$1.67M
FAX
39
abrdn Asia-Pacific Income Fund
FAX
$604M
$1.71M 0.77%
67,851
-24,050
-26% -$605K
SNAX
40
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$1.69M 0.76%
11,257
+334
+3% +$49.7K
HGLB
41
Highland Global Allocation Fund
HGLB
$177M
$1.59M 0.71%
155,119
+125,119
+417% +$1.33M
HOFV
42
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.57M 0.71%
9,714
-1,396
-13% -$225K
IGIC icon
43
International General Insurance
IGIC
$1.13B
$1.54M 0.69%
150,321
-7,179
-5% -$73.7K
NPAUU
44
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.52M 0.68%
+150,600
New +$1.51M
GNOG
45
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$1.49M 0.67%
+152,388
New +$1.49M
BPYU
46
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$1.47M 0.66%
71,926
– –
RIDE
47
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$1.42M 0.64%
9,661
– –
UPH
48
DELISTED
UpHealth, Inc.
UPH
$1.41M 0.63%
+14,323
New +$1.4M
HNW
49
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.39M 0.63%
+96,162
New +$1.38M
FLLCU
50
DELISTED
Fellazo Inc. Unit
FLLCU
$1.39M 0.63%
+140,000
New +$1.4M
1
2
3 4 5

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WCP
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FWSM
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CMP
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HBT
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Bulldog Investors's Q3 2019 Portfolio in Review

As of Q3 2019, Bulldog Investors held 201 positions worth $223M, up 69,600% from $320K the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Bulldog Investors deployed $48.4M of net new capital in Q3 2019, opening 34 new positions and adding to 34 existing holdings. Its largest new stake was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, up from 2.8% a quarter earlier, followed by Industrials and Real Estate.

On the sell side, the largest reduction was HighPeak Energy, an estimated $5.51M trimmed.

  • Bulldog Investors's largest Q3 2019 buy was Tuscan Holdings Corp. II Common Stock: 360,509 shares worth $3.54M.
  • Bulldog Investors added most to Carlyle Credit Income Fund in Q3 2019, an estimated $5.41M increase.
  • Bulldog Investors's biggest Q3 2019 reduction was HighPeak Energy, cutting an estimated $5.51M.
  • Bulldog Investors fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $6.28K.
  • Bulldog Investors's ten largest holdings make up 40% of its $223M portfolio in Q3 2019.
  • Bulldog Investors opened 34 new positions and closed 45 in Q3 2019.
  • Bulldog Investors's portfolio value rose 69,600% quarter-over-quarter to $223M.

Based on Bulldog Investors's 13F filing for Q3 2019, filed 14 Nov 2019.