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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$389M
AUM Growth
-$38.2M
Cap. Flow
-$9.33M
Cap. Flow %
-2.4%
Top 10 Hldgs %
59.29%
Holding
103
New
13
Increased
20
Reduced
13
Closed
16

Top Buys

Rank Stock Value
1
LGI
Lazard Global Total Return & Income Fund
LGI
+$6.3M
2
OEF icon
iShares S&P 100 ETF
OEF
+$5.64M
3
PHF
Pacholder High Yield
PHF
+$5.21M
4
NXG
NXG NextGen Infrastructure Income Fund
NXG
+$4.79M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.15M

Top Sells

Rank Stock Value
1
GHI
GLOBAL HIGH INCOME FUND INC.
GHI
+$18.1M
2
HYF
MANAGED HIGH YLD PLUS FD INC
HYF
+$7.49M
3
GGAC
GARNERO GROUP ACQUISITION CO SHS
GGAC
+$6.78M
4
CADT
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
+$5.65M
5
LBF
Deutsche Global High Incm Fund
LBF
+$4.06M

Sector Composition

Rank Sector Weight
1 Financials 23.61%
2 Real Estate 8.76%
3 Industrials 4.8%
4 Consumer Staples 0.89%
5 Technology 0.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
26
SRH Total Return Fund
STEW
$1.81B
$3.46M 0.89%
426,605
– –
BRQS
27
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$3.07M 0.79%
1,563
– –
CET
28
Central Securities Corp
CET
$1.65B
$2.7M 0.7%
137,645
– –
PCF
29
High Income Securities Fund
PCF
$99.9M
$2.64M 0.68%
344,699
+188,639
+121% +$1.42M
SVVC
30
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$2.35M 0.61%
316,141
-143,259
-31% -$1.07M
LMB icon
31
Limbach Holdings
LMB
$581M
$2.34M 0.6%
252,484
– –
XRDC
32
DELISTED
Crossroads Capital, Inc
XRDC
$2.31M 0.59%
1,121,032
-300
-0% -$701
LBF
33
DELISTED
Deutsche Global High Incm Fund
LBF
$2.18M 0.56%
268,610
-508,806
-65% -$4.06M
KEF
34
DELISTED
Korea Equity Fund
KEF
$2.18M 0.56%
277,704
+164,731
+146% +$1.27M
ADX icon
35
Adams Diversified Equity Fund
ADX
$3.2B
$2.12M 0.54%
166,914
– –
TRTL
36
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$1.99M 0.51%
200,000
– –
SNAX
37
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$1.99M 0.51%
13,619
– –
CCN
38
DELISTED
CardConnect Corp.
CCN
$1.53M 0.39%
153,399
– –
TWNK
39
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$1.46M 0.37%
150,000
– –
BCV
40
Bancroft Fund
BCV
$139M
$1.31M 0.34%
39,976
-30,000
-43% -$549K
CIK
41
Credit Suisse Asset Management Income Fund
CIK
$134M
$1.18M 0.3%
402,956
+253,846
+170% +$736K
RVT icon
42
Royce Value Trust
RVT
$2.3B
$1.04M 0.27%
88,300
+44,200
+100% +$522K
ECAC
43
DELISTED
E-compass Acquisition Corp. Ordinary Shares
ECAC
$1.01M 0.26%
100,000
– –
JFC
44
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$961K 0.25%
63,232
+9,844
+18% +$145K
EQS icon
45
Equus Total Return
EQS
$16.7M
$885K 0.23%
497,162
– –
KHI
46
DELISTED
Deutsche High Income Trust
KHI
$594K 0.15%
+67,655
New +$589K
XELA
47
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$555K 0.14%
5
– –
GDL
48
GDL Fund
GDL
$92.1M
$535K 0.14%
53,898
-16,275
-23% -$163K
BHAC
49
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$509K 0.13%
55,823
– –
KMM
50
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$461K 0.12%
+56,604
New +$461K
1
2
3 4

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SGCM
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WCP
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FWSM
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CMP
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Bulldog Investors's Q2 2016 Portfolio in Review

As of Q2 2016, Bulldog Investors held 103 positions worth $389M, down 8.9% from $427M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Bulldog Investors's Q2 2016 filing shows 13 new, 20 increased, 13 reduced and 16 closed positions. Its largest new stake was Lazard Global Total Return & Income Fund: 493,347 shares worth $6.45M. The largest sale was GLOBAL HIGH INCOME FUND INC., an estimated $18.1M.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 20% a quarter earlier, followed by Real Estate and Industrials.

  • Bulldog Investors's largest Q2 2016 buy was Lazard Global Total Return & Income Fund: 493,347 shares worth $6.45M.
  • Bulldog Investors added most to Pacholder High Yield in Q2 2016, an estimated $5.21M increase.
  • Bulldog Investors's biggest Q2 2016 reduction was Deutsche Global High Incm Fund, cutting an estimated $4.06M.
  • Bulldog Investors fully exited GLOBAL HIGH INCOME FUND INC. in Q2 2016, selling an estimated $18.1M.
  • Bulldog Investors's ten largest holdings make up 59% of its $389M portfolio in Q2 2016.
  • Bulldog Investors opened 13 new positions and closed 16 in Q2 2016.
  • Bulldog Investors's portfolio value fell 8.9% quarter-over-quarter to $389M.

Based on Bulldog Investors's 13F filing for Q2 2016, filed 12 Aug 2016.