BI

Bulldog Investors Portfolio holdings

AUM $396M
This Quarter Return
+3.6%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$389M
AUM Growth
+$389M
Cap. Flow
-$10.4M
Cap. Flow %
-2.67%
Top 10 Hldgs %
59.29%
Holding
99
New
10
Increased
21
Reduced
15
Closed
11

Top Buys

1
LGI
Lazard Global Total Return & Income Fund
LGI
$6.45M
2
PHF
Pacholder High Yield
PHF
$5.44M
3
NXG
NXG NextGen Infrastructure Income Fund
NXG
$5M
4
DCA
Virtus Total Return Fund
DCA
$3.6M
5
NYRT
New York REIT, Inc.
NYRT
$3.36M

Top Sells

1
GHI
GLOBAL HIGH INCOME FUND INC.
GHI
$18.1M
2
HYF
MANAGED HIGH YLD PLUS FD INC
HYF
$7.49M
3
GGAC
GARNERO GROUP ACQUISITION CO SHS
GGAC
$6.78M
4
CADT
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$5.65M
5
LBF
Deutsche Global High Incm Fund
LBF
$4.14M

Sector Composition

1 Financials 21.95%
2 Real Estate 8.76%
3 Industrials 4.8%
4 Consumer Staples 0.89%
5 Technology 0.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STEW
26
SRH Total Return Fund
STEW
$1.79B
$3.46M 0.89% 426,605 – –
BRQS
27
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$3.07M 0.79% 300,000 – –
CET
28
Central Securities Corp
CET
$1.45B
$2.7M 0.7% 137,645 – –
PCF
29
High Income Securities Fund
PCF
$121M
$2.64M 0.68% 344,699 +188,639 +121% +$1.45M
SVVC
30
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$2.35M 0.61% 316,141 -143,259 -31% -$1.07M
LMB icon
31
Limbach Holdings
LMB
$1.33B
$2.34M 0.6% 252,484 – –
XRDC
32
DELISTED
Crossroads Capital, Inc
XRDC
$2.31M 0.59% 1,121,032 -300 -0% -$618
LBF
33
DELISTED
Deutsche Global High Incm Fund
LBF
$2.18M 0.56% 268,610 -508,806 -65% -$4.14M
KEF
34
DELISTED
Korea Equity Fund
KEF
$2.18M 0.56% 277,704 +164,731 +146% +$1.29M
ADX icon
35
Adams Diversified Equity Fund
ADX
$2.61B
$2.12M 0.54% 166,914 – –
TRTL
36
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$1.99M 0.51% 200,000 – –
SNAX
37
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$1.99M 0.51% 204,285 – –
CCN
38
DELISTED
CardConnect Corp.
CCN
$1.53M 0.39% 153,399 – –
TWNK
39
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$1.46M 0.37% 150,000 – –
BCV
40
Bancroft Fund
BCV
$123M
$1.31M 0.34% 39,976 -30,000 -43% -$982K
CIK
41
Credit Suisse Asset Management Income Fund
CIK
$162M
$1.18M 0.3% 402,956 +253,846 +170% +$744K
RVT icon
42
Royce Value Trust
RVT
$1.92B
$1.04M 0.27% 88,300 +44,200 +100% +$520K
ECAC
43
DELISTED
E-compass Acquisition Corp. Ordinary Shares
ECAC
$1.02M 0.26% 100,000 – –
JFC
44
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$961K 0.25% 63,232 +9,844 +18% +$150K
EQS icon
45
Equus Total Return
EQS
$28.1M
$885K 0.23% 497,162 – –
KHI
46
DELISTED
Deutsche High Income Trust
KHI
$594K 0.15% +67,655 New +$594K
XELA
47
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$555K 0.14% 56,097 – –
GDL
48
GDL Fund
GDL
$95.9M
$535K 0.14% 53,898 -16,275 -23% -$162K
BHAC
49
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$509K 0.13% 55,823 – –
KMM
50
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$461K 0.12% +56,604 New +$461K
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