BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
-0.17%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$427M
AUM Growth
-$47.4M
Cap. Flow
-$67.7M
Cap. Flow %
-15.85%
Top 10 Hldgs %
57.52%
Holding
112
New
21
Increased
33
Reduced
23
Closed
24

Top Buys

1
DCA
Virtus Total Return Fund
DCA
+$10.7M
2
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$6.23M
3
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$5.34M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
+$4.53M
5
ARWA
Arowana Inc.
ARWA
+$3.99M

Top Sells

1
RIT
LMP REAL ESTATE INCOME FUND INC. COM
RIT
+$30.3M
2
OEF icon
iShares S&P 100 ETF
OEF
+$27.4M
3
WHLR
Wheeler Real Estate Investment Trust
WHLR
+$8.21M
4
USA icon
Liberty All-Star Equity Fund
USA
+$6.75M
5
DRA
Diversified Real Asset Income Fd
DRA
+$4.93M

Sector Composition

1 Financials 18.63%
2 Real Estate 9.2%
3 Industrials 3.75%
4 Consumer Staples 0.8%
5 Technology 0.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FULL
26
DELISTED
Full Circle Capital Corporation
FULL
$4.23M 0.99%
1,650,429
-27,756
-2% -$71.1K
ARWA
27
DELISTED
Arowana Inc.
ARWA
$3.99M 0.93%
+400,000
New +$3.99M
SVVC
28
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$3.45M 0.81%
459,400
-262,010
-36% -$1.97M
STEW
29
SRH Total Return Fund
STEW
$1.77B
$3.38M 0.79%
426,605
-575,327
-57% -$4.56M
BRQS
30
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$3.01M 0.7%
+1,563
New +$3.01M
SOR
31
Source Capital
SOR
$371M
$2.94M 0.69%
82,562
-129,271
-61% -$4.61M
NXG
32
NXG NextGen Infrastructure Income Fund
NXG
$206M
$2.94M 0.69%
52,534
+40,613
+341% +$2.27M
XRDC
33
DELISTED
Crossroads Capital, Inc
XRDC
$2.93M 0.69%
1,121,332
-5,009
-0.4% -$13.1K
CET
34
Central Securities Corp
CET
$1.47B
$2.64M 0.62%
+137,645
New +$2.64M
LMB icon
35
Limbach Holdings
LMB
$1.23B
$2.5M 0.58%
252,484
+175,884
+230% +$1.74M
FAM
36
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$2.2M 0.52%
201,338
+56,558
+39% +$619K
ADX icon
37
Adams Diversified Equity Fund
ADX
$2.65B
$2.12M 0.5%
166,914
-122
-0.1% -$1.55K
TRTL
38
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$1.98M 0.46%
200,000
– –
SNAX
39
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$1.98M 0.46%
+13,619
New +$1.98M
NYRT
40
DELISTED
New York REIT, Inc.
NYRT
$1.7M 0.4%
16,796
+4,500
+37% +$454K
CCN
41
DELISTED
CardConnect Corp.
CCN
$1.54M 0.36%
+153,399
New +$1.54M
TWNK
42
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$1.45M 0.34%
+150,000
New +$1.45M
SGL
43
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$1.34M 0.31%
150,680
-1,967
-1% -$17.5K
BCV
44
Bancroft Fund
BCV
$126M
$1.26M 0.29%
69,976
-5,158
-7% -$92.7K
PCF
45
High Income Securities Fund
PCF
$121M
$1.14M 0.27%
156,060
+51,883
+50% +$379K
ECAC
46
DELISTED
E-compass Acquisition Corp. Ordinary Shares
ECAC
$1M 0.24%
+100,000
New +$1M
KEF
47
DELISTED
Korea Equity Fund
KEF
$897K 0.21%
+112,973
New +$897K
EQS icon
48
Equus Total Return
EQS
$33.3M
$794K 0.19%
497,162
-14,466
-3% -$23.1K
JFC
49
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$787K 0.18%
+53,388
New +$787K
KRNY icon
50
Kearny Financial
KRNY
$412M
$741K 0.17%
60,000
– –
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