BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
-1.75%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$196M
AUM Growth
+$10.7M
Cap. Flow
-$1.85M
Cap. Flow %
-0.94%
Top 10 Hldgs %
67.85%
Holding
69
New
17
Increased
10
Reduced
11
Closed
10

Top Buys

1
NYRT
New York REIT, Inc.
NYRT
+$7.11M
2
CTF
Nuveen Long/Short Commodity Fd
CTF
+$6.73M
3
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$4.54M
4
GHI
GLOBAL HIGH INCOME FUND INC.
GHI
+$4.14M
5
ARWAU
Arowana Inc
ARWAU
+$4.05M

Top Sells

1
USA icon
Liberty All-Star Equity Fund
USA
+$7.45M
2
HIL
Hill International, Inc. Common Stock
HIL
+$5.32M
3
LIND icon
Lindblad Expeditions
LIND
+$4.49M
4
GAM
General American Investors Company
GAM
+$2.38M
5
TRTLU
Terrapin 3 Acquisition
TRTLU
+$2.02M

Sector Composition

1 Financials 10.02%
2 Real Estate 6.53%
3 Industrials 0.11%
4 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
QPACU
26
DELISTED
Quinpario Acquisition Corp. 2 Unit
QPACU
$679K 0.35%
65,000
– –
KRNY icon
27
Kearny Financial
KRNY
$421M
$670K 0.34%
+60,000
New +$670K
GDL
28
GDL Fund
GDL
$96.2M
$645K 0.33%
63,251
– –
BHACU
29
DELISTED
Barington/Hilco Acquisition Corp. Units
BHACU
$629K 0.32%
62,500
– –
ECF
30
Ellsworth Growth & Income Fund
ECF
$157M
$623K 0.32%
70,522
-30,035
-30% -$265K
DDF
31
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$614K 0.31%
61,986
+3,557
+6% +$35.2K
MSP
32
DELISTED
Madison Strategic Sector
MSP
$562K 0.29%
+48,074
New +$562K
OAKS
33
DELISTED
Five Oaks Investment Corp.
OAKS
$418K 0.21%
50,107
-4,893
-9% -$40.8K
FTT
34
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$348K 0.18%
+26,329
New +$348K
AOD
35
abrdn Total Dynamic Dividend Fund
AOD
$985M
$315K 0.16%
36,500
– –
SGF
36
DELISTED
Aberdeen Singapore Fund, Inc.
SGF
$277K 0.14%
+25,000
New +$277K
CIF
37
MFS Intermediate High Income Fund
CIF
$31.9M
$245K 0.12%
92,276
+8,080
+10% +$21.5K
JTPY
38
DELISTED
JetPay Corporation
JTPY
$225K 0.11%
82,239
-100
-0.1% -$274
PANL icon
39
Pangaea Logistics
PANL
$365M
$219K 0.11%
67,894
-2,102
-3% -$6.78K
RSO
40
DELISTED
Resource Capital Corp.
RSO
$77K 0.04%
5,000
– –
TRTLW
41
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
$62K 0.03%
+200,000
New +$62K
DELTW
42
DELISTED
Delta Technology Holdings Ltd.
DELTW
$60K 0.03%
+120,231
New +$60K
ROIQW
43
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$49K 0.02%
190,936
– –
WHLRW
44
DELISTED
Wheeler Real Estate Investment Trust, Inc. Warrants
WHLRW
$4K ﹤0.01%
48,000
– –
LIND icon
45
Lindblad Expeditions
LIND
$752M
– –
-444,167
Closed -$4.49M
OEF icon
46
iShares S&P 100 ETF
OEF
$22.5B
– –
0
– –
SPY icon
47
SPDR S&P 500 ETF Trust
SPY
$670B
– –
0
– –
HIL
48
DELISTED
Hill International, Inc. Common Stock
HIL
– –
-1,481,850
Closed -$5.32M
OCSI
49
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-145,129
Closed -$1.54M
TRTLU
50
DELISTED
Terrapin 3 Acquisition
TRTLU
– –
-200,000
Closed -$2.02M
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