BI
OAKS

Bulldog Investors’s Five Oaks Investment Corp. OAKS Stock Holding History

Bulldog Investors’s Portfolio OAKS Stock Details OAKS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-50,107
Closed -$418K – 64
2015
Q2 		$418K Sell
50,107
-4,893
-9% -$49.4K 0.21% 36
2015
Q1 		$586K Hold
55,000
– – 0.32% 32
2014
Q4 		$594K Hold
55,000
– – 0.22% 36
2014
Q3 		$578K Hold
55,000
– – 0.24% 39
2014
Q2 		$621K Buy
+55,000
New +$643K 0.21% 47

Other funds holding OAKS

Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Bulldog Investors's OAKS Position: Q3 2015 in Review

Bulldog Investors sold out of Five Oaks Investment Corp. (OAKS) in Q3 2015, closing a stake of 50,107 shares — an estimated $418K sold.

Bulldog Investors first reported a position in OAKS in Q2 2014 and held it in 5 quarters. The position peaked at $621K in Q2 2014. 26 funds tracked by Wall St. Rank hold OAKS as of Q3 2015.

  • Bulldog Investors reported no remaining Five Oaks Investment Corp. position as of Q3 2015 after selling out during the quarter.
  • Bulldog Investors sold 50,107 Five Oaks Investment Corp. shares in Q3 2015, an estimated $418K.
  • Bulldog Investors first reported a position in Five Oaks Investment Corp. in Q2 2014 and held it in 5 quarters.
  • Bulldog Investors's Five Oaks Investment Corp. position peaked at $621K in Q2 2014.
  • 26 funds tracked by Wall St. Rank held Five Oaks Investment Corp. as of Q3 2015.

Based on Bulldog Investors's 13F filing for Q3 2015, filed 12 Nov 2015.