Bulldog Investors’s Resource Capital Corp. RSO Stock Holding History

Bulldog Investors’s Portfolio RSO Stock Details RSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-5,000	Closed	-$56K	–	95
2015 Q3	$56K	Hold	5,000	–	–	0.04%	47
2015 Q2	$77K	Hold	5,000	–	–	0.04%	47
2015 Q1	$91K	Hold	5,000	–	–	0.05%	41
2014 Q4	$101K	Hold	5,000	–	–	0.04%	46
2014 Q3	$97K	Hold	5,000	–	–	0.04%	55
2014 Q2	$113K	Hold	5,000	–	–	0.04%	63
2014 Q1	$111K	Hold	5,000	–	–	0.05%	58
2013 Q4	$119K	Hold	5,000	–	–	0.06%	57
2013 Q3	$119K	Sell	5,000 -1,250	-20%	-$30.7K	0.06%	61
2013 Q2	$154K	Buy	+6,250	New	+$160K	0.06%	50

Other funds holding RSO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

REMS

Real Estate Management Services $167M AUM 37.69% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GXMC

Global X Management Company New York $5.62B AUM 10.7% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Bulldog Investors's RSO Position: Q4 2015 in Review

Bulldog Investors sold out of Resource Capital Corp. (RSO) in Q4 2015, closing a stake of 5,000 shares — an estimated $56K sold.

Bulldog Investors first reported a position in RSO in Q2 2013 and held it in 10 quarters. The position peaked at $154K in Q2 2013. 92 funds tracked by Wall St. Rank hold RSO as of Q4 2015.

Bulldog Investors reported no remaining Resource Capital Corp. position as of Q4 2015 after selling out during the quarter.
Bulldog Investors sold 5,000 Resource Capital Corp. shares in Q4 2015, an estimated $56K.
Bulldog Investors first reported a position in Resource Capital Corp. in Q2 2013 and held it in 10 quarters.
Bulldog Investors's Resource Capital Corp. position peaked at $154K in Q2 2013.
92 funds tracked by Wall St. Rank held Resource Capital Corp. as of Q4 2015.

Based on Bulldog Investors's 13F filing for Q4 2015, filed 12 Feb 2016.