BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
+3.46%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$269M
AUM Growth
+$23.9M
Cap. Flow
+$18.2M
Cap. Flow %
6.76%
Top 10 Hldgs %
73.01%
Holding
78
New
15
Increased
8
Reduced
7
Closed
21

Top Buys

1
FUR
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
+$22.8M
2
AYN
ALLIANCE NEW YORK INCOME FD
AYN
+$5.8M
3
GGAC
GARNERO GROUP ACQUISITION CO SHS
GGAC
+$5.59M
4
GLQ
Clough Global Equity Fund
GLQ
+$4.36M
5
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$3.94M

Top Sells

1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.14M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
+$6.67M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.46M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$4.19M
5
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$3.17M

Sector Composition

1 Financials 14.88%
2 Real Estate 9.24%
3 Consumer Discretionary 2.47%
4 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSRE
26
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
$1.71M 0.63%
+221,835
New +$1.71M
ISL
27
DELISTED
Aberdeen Israel Fund, Inc.
ISL
$1.35M 0.5%
81,281
-3,942
-5% -$65.4K
ECF
28
Ellsworth Growth & Income Fund
ECF
$158M
$1.29M 0.48%
148,608
– –
IRT icon
29
Independence Realty Trust
IRT
$4.07B
$1.19M 0.44%
+128,175
New +$1.19M
CAMB
30
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$1.15M 0.43%
115,825
– –
GDL
31
GDL Fund
GDL
$96.5M
$647K 0.24%
63,251
– –
OAKS
32
DELISTED
Five Oaks Investment Corp.
OAKS
$594K 0.22%
55,000
– –
RNE
33
DELISTED
MORGAN STLY EASTEURO FD
RNE
$397K 0.15%
+28,755
New +$397K
PANL icon
34
Pangaea Logistics
PANL
$359M
$332K 0.12%
+69,996
New +$332K
CFD
35
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$328K 0.12%
+25,600
New +$328K
AOD
36
abrdn Total Dynamic Dividend Fund
AOD
$985M
$310K 0.12%
36,500
– –
CTF
37
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$309K 0.11%
+18,595
New +$309K
JTPY
38
DELISTED
JetPay Corporation
JTPY
$199K 0.07%
93,037
– –
NZF icon
39
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$150K 0.06%
10,879
-517,670
-98% -$7.14M
RSO
40
DELISTED
Resource Capital Corp.
RSO
$101K 0.04%
5,000
– –
ROIQW
41
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$50K 0.02%
190,936
– –
WHLRW
42
DELISTED
Wheeler Real Estate Investment Trust, Inc. Warrants
WHLRW
$13K ﹤0.01%
48,000
– –
CEE
43
Central and Eastern Europe Fund
CEE
$104M
– –
-10,994
Closed -$260K
HERZ
44
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$41.3M
– –
-101,615
Closed -$631K
GAB icon
45
Gabelli Equity Trust
GAB
$1.94B
– –
-83,679
Closed -$518K
GLV
46
Clough Global Dividend & Income Fund
GLV
$73.3M
– –
-54,409
Closed -$778K
NVG icon
47
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.64B
– –
-386,731
Closed -$5.46M
QRHC icon
48
Quest Resource Holding
QRHC
$34M
– –
-26,875
Closed -$370K
RVT icon
49
Royce Value Trust
RVT
$1.92B
– –
-150,866
Closed -$2.19M
APTS
50
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-346,550
Closed -$2.88M
1
2
3