We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$66.9M
AUM Growth
-$11.4M
Cap. Flow
-$12.2M
Cap. Flow %
-18.24%
Top 10 Hldgs %
26.99%
Holding
174
New
22
Increased
30
Reduced
72
Closed
45

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$1.66M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$1.35M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$905K
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$859K
5
GLD icon
SPDR Gold Trust
GLD
+$735K

Top Sells

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.11M
2
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$1.39M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.05M
4
C icon
Citigroup
C
+$856K
5
MET icon
MetLife
MET
+$785K

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.16%
2 Communication Services 7.03%
3 Industrials 6.32%
4 Consumer Discretionary 6.13%
5 Technology 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
151
iShares S&P 500 Growth ETF
IVW
$70.5B
– –
-9,260
Closed -$268K
LRFC
152
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-1,833
Closed -$132K
MAIN icon
153
Main Street Capital
MAIN
$5.05B
– –
-17,477
Closed -$508K
MET icon
154
MetLife
MET
$62.4B
– –
-18,279
Closed -$785K
NFLX icon
155
Netflix
NFLX
$307B
– –
-25,000
Closed -$285K
NXPI icon
156
NXP Semiconductors
NXPI
$60.8B
– –
-2,666
Closed -$224K
PEY icon
157
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
– –
-14,228
Closed -$189K
PGEN icon
158
Precigen
PGEN
$1.94B
– –
-10,695
Closed -$319K
SHOP icon
159
Shopify
SHOP
$168B
– –
-191,000
Closed -$492K
TSLA icon
160
Tesla
TSLA
$1.18T
– –
-30,600
Closed -$489K
UUP icon
161
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
– –
-9,343
Closed -$239K
V icon
162
Visa
V
$677B
– –
-3,123
Closed -$242K
TWTR
163
DELISTED
Twitter, Inc.
TWTR
– –
-13,600
Closed -$314K
SMM
164
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-12,362
Closed -$117K
ANAT
165
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-2,000
Closed -$204K
AGN
166
DELISTED
Allergan plc
AGN
– –
-800
Closed -$250K
INSY
167
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-7,400
Closed -$211K
GPT
168
DELISTED
Gramercy Property Trust
GPT
– –
-3,550
Closed -$82K
CBI
169
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-6,950
Closed -$270K
UGAZ
170
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
-4
Closed -$26K
VTG
171
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-10,000
Closed –
CELG
172
DELISTED
Celgene Corp
CELG
– –
-2,925
Closed -$350K
LNKD
173
DELISTED
LinkedIn Corporation
LNKD
– –
-3,235
Closed -$728K
ETP
174
DELISTED
Energy Transfer Partners L.p.
ETP
– –
-6,400
Closed -$215K
3 4 5 6
7

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Management held 174 positions worth $66.9M, down 15% from $78.3M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management withdrew a net $12.2M in Q1 2016, closing 45 positions and reducing 72 holdings. Its most notable exit was Citigroup, an estimated $856K position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 8.2% of assets, up from 6.7% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in iShares S&P 500 Value ETF worth $1.74M.

  • B. Riley Wealth Management's largest Q1 2016 buy was iShares S&P 500 Value ETF: 19,402 shares worth $1.74M.
  • B. Riley Wealth Management added most to Vanguard S&P 500 ETF in Q1 2016, an estimated $859K increase.
  • B. Riley Wealth Management's biggest Q1 2016 reduction was First Trust Senior Loan Fund ETF, cutting an estimated $2.11M.
  • B. Riley Wealth Management fully exited Citigroup in Q1 2016, selling an estimated $856K.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $66.9M portfolio in Q1 2016.
  • B. Riley Wealth Management opened 22 new positions and closed 45 in Q1 2016.
  • B. Riley Wealth Management's portfolio value fell 15% quarter-over-quarter to $66.9M.

Based on B. Riley Wealth Management's 13F filing for Q1 2016, filed 12 Apr 2016.