B. Riley Wealth Management’s First Trust Morningstar Dividend Leaders Index Fund FDL Stock Holding History

B. Riley Wealth Management’s Portfolio FDL Stock Details FDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-8,267	Closed	-$210K	–	448
2020 Q2	$210K	Sell	8,267 -1,279	-13%	-$31.8K	0.02%	365
2020 Q1	$213K	Sell	9,546 -834	-8%	-$24K	0.02%	422
2019 Q4	$338K	Sell	10,380 -103	-1%	-$3.28K	0.05%	270
2019 Q3	$325K	Buy	10,483 +1,135	+12%	+$34.7K	0.06%	259
2019 Q2	$286K	Sell	9,348 -1,262	-12%	-$38.1K	0.04%	288
2019 Q1	$320K	Sell	10,610 -172	-2%	-$4.99K	0.06%	265
2018 Q4	$294K	Hold	10,782	–	–	0.06%	246
2018 Q3	$321K	Buy	+10,782	New	+$317K	0.08%	209
2016 Q1	$1.43M	Buy	+55,812	New	+$1.35M	2.14%	9

Other funds holding FDL

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

B. Riley Wealth Management's FDL Position: Q3 2020 in Review

B. Riley Wealth Management sold out of First Trust Morningstar Dividend Leaders Index Fund (FDL) in Q3 2020, closing a stake of 8,267 shares — an estimated $210K sold.

B. Riley Wealth Management first reported a position in FDL in Q1 2016 and held it in 9 quarters. The position peaked at $1.43M in Q1 2016. 172 funds tracked by Wall St. Rank hold FDL as of Q3 2020.

B. Riley Wealth Management reported no remaining First Trust Morningstar Dividend Leaders Index Fund position as of Q3 2020 after selling out during the quarter.
B. Riley Wealth Management sold 8,267 First Trust Morningstar Dividend Leaders Index Fund shares in Q3 2020, an estimated $210K.
B. Riley Wealth Management first reported a position in First Trust Morningstar Dividend Leaders Index Fund in Q1 2016 and held it in 9 quarters.
B. Riley Wealth Management's First Trust Morningstar Dividend Leaders Index Fund position peaked at $1.43M in Q1 2016.
172 funds tracked by Wall St. Rank held First Trust Morningstar Dividend Leaders Index Fund as of Q3 2020.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.