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First Trust Morningstar Dividend Leaders Index Fund

172 hedge funds and large institutions have $449M invested in First Trust Morningstar Dividend Leaders Index Fund in 2020 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 49 increasing their positions, 69 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less capital invested

Capital invested by funds: $470M → $449M (-$21.3M)

1.44% less ownership

Funds ownership: 36.9%35.46% (-1.4%)

3% less funds holding

Funds holding: 177172 (-5)

25% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 20

29% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 69

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
172
Holders Change
-5
Holders Change %
-2.82%
% of All Funds
3.47%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
15
Increased
49
Reduced
69
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$89.1M -$95.6K -3,609 -0.1%
LPL Financial
2
LPL Financial
California
$34.2M -$4.15M -156,668 -11%
Bank of America
3
Bank of America
North Carolina
$22.7M -$11.5M -435,524 -33%
Wells Fargo
4
Wells Fargo
California
$21.8M -$5.39M -203,364 -20%
Osaic Holdings
5
Osaic Holdings
Arizona
$15.4M -$1.96M -74,028 -11%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$14.3M +$266K +10,032 +2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$13.9M -$1.06M -40,024 -7%
UBS Group
8
UBS Group
Switzerland
$12.8M -$984K -37,148 -7%
Truist Financial
9
Truist Financial
North Carolina
$12.2M -$1.04M -39,335 -8%
Stifel Financial
10
Stifel Financial
Missouri
$12.1M +$6.3M +237,657 +105%
RJA
11
Raymond James & Associates
Florida
$11.5M -$1.04M -39,129 -8%
Ameriprise
12
Ameriprise
Minnesota
$10.9M +$2.03M +76,761 +23%
SI
13
Stephens Inc
Arkansas
$10.3M -$1.14K -43 -0%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$8.99M -$32.1K -1,213 -0.4%
JWA
15
JFS Wealth Advisors
Pennsylvania
$8.85M -$593K -22,379 -6%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$6.97M -$72.1K -2,722 -1%
SL
17
Salomon & Ludwin
Virginia
$6.83M -$1.29M -48,503 -16%
HA
18
HC Advisors
Georgia
$6.46M +$74.7K +2,820 +1%
SFG
19
SNS Financial Group
Minnesota
$6.02M -$139K -5,229 -2%
AF
20
Allworth Financial
California
$5.96M +$66.5K +2,510 +1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$5.2M -$883K -33,319 -14%
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$4.96M -$456K -17,203 -8%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$4.79M -$222K -8,381 -4%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$3.98M -$179K -6,773 -4%
KAS
25
Kestra Advisory Services
Texas
$3.6M +$3.69M +139,281 New

FDL Hedge Fund Activity: Q3 2020 in Review

172 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Morningstar Dividend Leaders Index Fund (FDL) for Q3 2020, worth a combined $449M — down 4.5% from $470M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FDL and 15 opened new positions — a net loss of 5 holders — while 69 trimmed existing stakes and 49 added.

The largest buyer was Stifel Financial, adding an estimated $6.3M. The largest seller was Bank of America, cutting an estimated $11.5M.

  • 172 institutional investors held First Trust Morningstar Dividend Leaders Index Fund (FDL) as of Q3 2020, down from 177 in Q2 2020.
  • Funds reported $449M of First Trust Morningstar Dividend Leaders Index Fund stock for Q3 2020, down 4.5% quarter-over-quarter.
  • 15 funds opened new First Trust Morningstar Dividend Leaders Index Fund positions in Q3 2020 and 20 closed out, a net change of -5 holders.
  • The largest First Trust Morningstar Dividend Leaders Index Fund buyer in Q3 2020 was Stifel Financial, an estimated $6.3M added.
  • The largest First Trust Morningstar Dividend Leaders Index Fund seller in Q3 2020 was Bank of America, an estimated $11.5M sold.

Based on aggregated 13F filings for Q3 2020.