B. Riley Wealth Management’s Precigen PGEN Stock Holding History

B. Riley Wealth Management’s Portfolio PGEN Stock Details PGEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-16,800	Closed	-$96K	–	426
2019 Q3	$96K	Sell	16,800 -500	-3%	-$3.4K	0.02%	371
2019 Q2	$133	Buy	17,300 +2,500	+17%	+$13.5K	0.02%	371
2019 Q1	$78K	Buy	+14,800	New	+$103K	0.01%	384
2016 Q1	–	Sell	-10,695	Closed	-$319K	–	158
2015 Q4	$319K	Buy	10,695 +3,430	+47%	+$116K	0.41%	87
2015 Q3	$228K	Sell	7,265 -303	-4%	-$14.8K	0.32%	128
2015 Q2	$366K	Buy	7,568 +3,487	+85%	+$147K	0.29%	87
2015 Q1	$176K	Buy	+4,081	New	+$147K	0.13%	215

Other funds holding PGEN

Third Security Radford, Virginia $241M AUM 45.43% 1-Year Est. Return

MVP

Miller Value Partners Sarasota, Florida $383M AUM 38.57% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Jacobs Levy Equity Management Florham Park, New Jersey $23.8B AUM 25.4% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

B. Riley Wealth Management's PGEN Position: Q4 2019 in Review

B. Riley Wealth Management sold out of Precigen (PGEN) in Q4 2019, closing a stake of 16,800 shares — an estimated $96K sold.

B. Riley Wealth Management first reported a position in PGEN in Q1 2015 and held it in 7 quarters. The position peaked at $366K in Q2 2015. 167 funds tracked by Wall St. Rank hold PGEN as of Q4 2019.

B. Riley Wealth Management reported no remaining Precigen position as of Q4 2019 after selling out during the quarter.
B. Riley Wealth Management sold 16,800 Precigen shares in Q4 2019, an estimated $96K.
B. Riley Wealth Management first reported a position in Precigen in Q1 2015 and held it in 7 quarters.
B. Riley Wealth Management's Precigen position peaked at $366K in Q2 2015.
167 funds tracked by Wall St. Rank held Precigen as of Q4 2019.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.