B. Riley Wealth Management’s VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 UGAZ Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2016
Q1
Sell
-4
Closed -$26K 170
2015
Q4
$26K Buy
+4
New +$26K 0.03% 151
2015
Q3
Sell
-6
Closed -$170K 938
2015
Q2
$170K Buy
6
+1
+20% +$28.3K 0.14% 206
2015
Q1
$128K Buy
5
+3
+150% +$76.8K 0.1% 244
2014
Q4
$79K Buy
+2
New +$79K 0.06% 314