B. Riley Wealth Management’s VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 UGAZ Stock Holding History

B. Riley Wealth Management’s Portfolio UGAZ Stock Details UGAZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-4	Closed	-$26K	–	170
2015 Q4	$26K	Buy	+4	New	+$35.5K	0.03%	151
2015 Q3	–	Sell	-6	Closed	-$170K	–	935
2015 Q2	$170K	Buy	6 +1	+20%	+$28.1K	0.14%	206
2015 Q1	$128K	Buy	5 +3	+150%	+$116K	0.1%	244
2014 Q4	$79K	Buy	+2	New	+$294K	0.06%	314

Other funds holding UGAZ

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

FWM

Focused Wealth Management Newburgh, New York $964M AUM 18.71% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

B. Riley Wealth Management's UGAZ Position: Q1 2016 in Review

B. Riley Wealth Management sold out of VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 (UGAZ) in Q1 2016, closing a stake of 4 shares — an estimated $26K sold.

B. Riley Wealth Management first reported a position in UGAZ in Q4 2014 and held it in 4 quarters. The position peaked at $170K in Q2 2015. 10 funds tracked by Wall St. Rank hold UGAZ as of Q1 2016.

B. Riley Wealth Management reported no remaining VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 position as of Q1 2016 after selling out during the quarter.
B. Riley Wealth Management sold 4 VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 shares in Q1 2016, an estimated $26K.
B. Riley Wealth Management first reported a position in VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 in Q4 2014 and held it in 4 quarters.
B. Riley Wealth Management's VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 position peaked at $170K in Q2 2015.
10 funds tracked by Wall St. Rank held VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 as of Q1 2016.

Based on B. Riley Wealth Management's 13F filing for Q1 2016, filed 12 Apr 2016.