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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
1101
Cigna
CI
$76.1B
– –
-100
Closed -$8K
CQQQ icon
1102
Invesco China Technology ETF
CQQQ
$2.99B
– –
-12,404
Closed -$434K
CTAS icon
1103
Cintas
CTAS
$82.7B
$0 ﹤0.01%
4
– –
DLB icon
1104
Dolby
DLB
$4.9B
– –
-300
Closed -$13K
DRI icon
1105
Darden Restaurants
DRI
$23.7B
– –
-171
Closed -$8K
ECH icon
1106
iShares MSCI Chile ETF
ECH
$1.02B
– –
-16
Closed -$1K
EML icon
1107
Eastern Company
EML
$145M
$0 ﹤0.01%
50
– –
EWS icon
1108
iShares MSCI Singapore ETF
EWS
$1.05B
$0 ﹤0.01%
15
– –
EWY icon
1109
iShares MSCI South Korea ETF
EWY
$22.5B
– –
-50
Closed -$3K
FAST icon
1110
Fastenal
FAST
$53.5B
– –
-4,400
Closed -$54K
FDT icon
1111
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
– –
-1,980
Closed -$104K
FEMS icon
1112
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$240M
– –
-390
Closed -$14.4K
FGM icon
1113
First Trust Germany AlphaDEX Fund
FGM
$99.1M
– –
-463
Closed -$19.6K
FHN icon
1114
First Horizon
FHN
$12.1B
$0 ﹤0.01%
7
– –
FLO icon
1115
Flowers Foods
FLO
$1.51B
– –
-150
Closed -$3K
FYT icon
1116
First Trust Small Cap Value AlphaDEX Fund
FYT
$191M
– –
-2,452
Closed -$80K
FYX icon
1117
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
– –
-5,998
Closed -$292K
GFI icon
1118
Gold Fields
GFI
$30B
$0 ﹤0.01%
+200
New +$770
GLPI icon
1119
Gaming and Leisure Properties
GLPI
$12.7B
– –
-15
Closed -$1K
B
1120
Barrick Mining
B
$63.2B
– –
-600
Closed -$11K
GS icon
1121
Goldman Sachs
GS
$302B
– –
-6
Closed -$968
GSAT icon
1122
Globalstar
GSAT
$10.3B
$0 ﹤0.01%
2
– –
HMC icon
1123
Honda
HMC
$39.9B
– –
-206
Closed -$7K
HOFT icon
1124
Hooker Furnishings Corp
HOFT
$150M
– –
-900
Closed -$14K
INCY icon
1125
Incyte
INCY
$24.9B
– –
-1,767
Closed -$95K
43 44
45
46 47

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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.