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B. Riley Wealth Management’s First Trust Germany AlphaDEX Fund FGM Stock Holding History

B. Riley Wealth Management’s Portfolio FGM Stock Details FGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-100
Closed -$3K – 346
2015
Q2 		$3K Buy
+100
New +$3.9K ﹤0.01% 920
2014
Q2 		– Sell
-463
Closed -$19.6K – 1118
2014
Q1 		$20K Buy
+463
New +$19.3K 0.01% 632

Other funds holding FGM

First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

B. Riley Wealth Management's FGM Position: Q3 2015 in Review

B. Riley Wealth Management sold out of First Trust Germany AlphaDEX Fund (FGM) in Q3 2015, closing a stake of 100 shares — an estimated $3K sold.

B. Riley Wealth Management first reported a position in FGM in Q1 2014 and held it in 2 quarters. The position peaked at $20K in Q1 2014. 30 funds tracked by Wall St. Rank hold FGM as of Q3 2015.

  • B. Riley Wealth Management reported no remaining First Trust Germany AlphaDEX Fund position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 100 First Trust Germany AlphaDEX Fund shares in Q3 2015, an estimated $3K.
  • B. Riley Wealth Management first reported a position in First Trust Germany AlphaDEX Fund in Q1 2014 and held it in 2 quarters.
  • B. Riley Wealth Management's First Trust Germany AlphaDEX Fund position peaked at $20K in Q1 2014.
  • 30 funds tracked by Wall St. Rank held First Trust Germany AlphaDEX Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.