B. Riley Wealth Management’s First Trust Germany AlphaDEX Fund FGM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-100	Closed	-$3K	–	346
2015 Q2	$3K	Buy	+100	New	+$3K	﹤0.01%	920
2014 Q3	–	Hold	0	–	–	–	1095
2014 Q2	–	Sell	-463	Closed	-$20K	–	1117
2014 Q1	$20K	Buy	+463	New	+$20K	0.01%	632