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First Trust Germany AlphaDEX Fund

20 hedge funds and large institutions have $42.5M invested in First Trust Germany AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

11% more capital invested

Capital invested by funds: $38.3M → $42.5M (+$4.13M)

5% more funds holding

Funds holding: 1920 (+1)

17.96% less ownership

Funds ownership: 87.09%69.13% (-18%)

Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.2M +$788K +18,894 +4%
HA
2
Hays Advisory
Tennessee
$9.77M +$471K +11,306 +5%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.27M +$3.22M +77,281 New
RJA
4
Raymond James & Associates
Florida
$2.4M +$566K +13,589 +32%
JP Morgan Chase
5
JP Morgan Chase
New York
$1.68M +$317K +7,612 +24%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$981K -$209K -5,007 -18%
Ameriprise
7
Ameriprise
Minnesota
$755K +$423K +10,147 +132%
FHA
8
First Horizon Advisors
Tennessee
$744K +$111K +2,666 +18%
LPL Financial
9
LPL Financial
California
$655K -$64.1K -1,537 -9%
Stifel Financial
10
Stifel Financial
Missouri
$635K +$625K +14,995 New
Jane Street
11
Jane Street
New York
$620K -$269K -6,444 -31%
WEC
12
Winslow Evans & Crocker
Massachusetts
$598K +$8.13K +195 +1%
VKH
13
Virtu KCG Holdings
New York
$342K -$1.01M -24,210 -75%
AGA
14
Accuvest Global Advisors
Utah
$323K -$436K -10,460 -58%
SI
15
Stephens Inc
Arkansas
$286K +$4.54K +109 +2%
Bank of America
16
Bank of America
North Carolina
$149K -$411K -9,868 -74%
AIG
17
American International Group
New York
$44.4K +$15.5K +373 +55%
U
18
UBS
Switzerland
$23K
BRWM
19
B. Riley Wealth Management
Tennessee
$20K +$19.3K +463 New
MFS
20
MSI Financial Services
Massachusetts
$3K -$6.79K -163 -71%
LPT
21
Legacy Private Trust
Wisconsin
-$506K -12,000 Closed
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
-$2K -45 Closed

FGM Hedge Fund Activity: Q1 2014 in Review

20 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q1 2014, worth a combined $42.5M — up 11% from $38.3M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FGM positions and 2 closed out — a net gain of 1 holder — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.22M. The largest seller was Virtu KCG Holdings, cutting an estimated $1.01M.

  • 20 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q1 2014, up from 19 in Q4 2013.
  • Funds reported $42.5M of First Trust Germany AlphaDEX Fund stock for Q1 2014, up 11% quarter-over-quarter.
  • 3 funds opened new First Trust Germany AlphaDEX Fund positions in Q1 2014 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q1 2014 was Susquehanna International Group, an estimated $3.22M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q1 2014 was Virtu KCG Holdings, an estimated $1.01M sold.

Based on aggregated 13F filings for Q1 2014.