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First Trust Germany AlphaDEX Fund

29 hedge funds and large institutions have $179M invested in First Trust Germany AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $177M → $179M (+$1.77M)

3% less funds holding

Funds holding: 3029 (-1)

4.72% less ownership

Funds ownership: 76.36%71.64% (-4.7%)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$134M -$2.37M -66,319 -2%
Morgan Stanley
2
Morgan Stanley
New York
$11.1M +$459K +12,863 +4%
Wells Fargo
3
Wells Fargo
California
$11.1M -$6.24M -174,866 -36%
AP
4
Atwood & Palmer
Missouri
$7.09M -$5.43M -152,088 -44%
SG Americas Securities
5
SG Americas Securities
New York
$2.79M +$2.75M +76,937 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.76M +$425K +11,915 +32%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.55M +$173K +4,840 +13%
OMC
8
Old Mission Capital
Illinois
$1.47M +$1.08M +30,355 +298%
RJA
9
Raymond James & Associates
Florida
$1.11M -$136K -3,811 -11%
Citadel Advisors
10
Citadel Advisors
Florida
$1.1M +$628K +17,603 +139%
UBS Group
11
UBS Group
Switzerland
$809K -$1.08M -30,357 -58%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$731K -$56.9K -1,594 -7%
VKH
13
Virtu KCG Holdings
New York
$694K -$74.4K -2,084 -10%
Bank of America
14
Bank of America
North Carolina
$630K +$34.8K +976 +6%
LPL Financial
15
LPL Financial
California
$591K +$186K +5,207 +45%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$557K -$23.3K -653 -4%
KP
17
Keel Point
Alabama
$412K -$63.6K -1,783 -14%
WEC
18
Winslow Evans & Crocker
Massachusetts
$333K -$25.9K -726 -7%
JP Morgan Chase
19
JP Morgan Chase
New York
$259K -$153K -4,282 -37%
BTS
20
BB&T Securities
Virginia
$246K -$33.8K -946 -12%
Ameriprise
21
Ameriprise
Minnesota
$213K -$1.93K -54 -0.9%
Citigroup
22
Citigroup
New York
$37K +$8.92K +250 +32%
MFS
23
MSI Financial Services
Massachusetts
$29K +$10.2K +286 +57%
AIG
24
American International Group
New York
$27K
WA
25
WFG Advisors
Texas
$10K

FGM Hedge Fund Activity: Q4 2015 in Review

29 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q4 2015, worth a combined $179M — up 1% from $177M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FGM and 2 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 10 added.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $2.75M. The largest seller was Wells Fargo, cutting an estimated $6.24M.

  • 29 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q4 2015, down from 30 in Q3 2015.
  • Funds reported $179M of First Trust Germany AlphaDEX Fund stock for Q4 2015, up 1% quarter-over-quarter.
  • 2 funds opened new First Trust Germany AlphaDEX Fund positions in Q4 2015 and 3 closed out, a net change of -1 holder.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q4 2015 was SG Americas Securities, an estimated $2.75M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q4 2015 was Wells Fargo, an estimated $6.24M sold.

Based on aggregated 13F filings for Q4 2015.