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First Trust Germany AlphaDEX Fund

33 hedge funds and large institutions have $124M invested in First Trust Germany AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 12

6% less funds holding

Funds holding: 3533 (-2)

6.48% less ownership

Funds ownership: 95.09%88.62% (-6.5%)

40% less capital invested

Capital invested by funds: $205M → $124M (-$81.3M)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
33
Holders Change
-2
Holders Change %
-5.71%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
11
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$91.1M -$41M -1,003,647 -29%
Morgan Stanley
2
Morgan Stanley
New York
$8.39M -$3.65M -89,389 -29%
Wells Fargo
3
Wells Fargo
California
$5.25M -$2.8M -68,557 -33%
Citadel Advisors
4
Citadel Advisors
Florida
$3.87M +$3.23M +78,913 +334%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$3.52M +$1.83M +44,701 +92%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$2.39M +$222K +5,420 +9%
SFG
7
StrategIQ Financial Group
Indiana
$1.47M +$94.5K +2,311 +6%
Jane Street
8
Jane Street
New York
$1.21M -$2.18M -53,424 -62%
Bank of America
9
Bank of America
North Carolina
$1M -$618K -15,111 -36%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$861K +$38.3K +938 +4%
RJA
11
Raymond James & Associates
Florida
$764K -$608K -14,871 -42%
UBS Group
12
UBS Group
Switzerland
$675K -$845K -20,670 -54%
HFS
13
HL Financial Services
Kentucky
$518K +$4.74K +116 +0.9%
TFA
14
Transamerica Financial Advisors
Florida
$380K +$34.3K +840 +9%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$366K +$9.12K +223 +2%
OMC
16
Old Mission Capital
Illinois
$349K +$77.9K +1,905 +26%
WF
17
WealthTrust Fairport
Ohio
$342K -$152K -3,711 -29%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$295K -$22.5K -551 -7%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$216K +$4.58K +112 +2%
SG
20
StoneX Group
New York
$213K
Citigroup
21
Citigroup
New York
$93K +$28.7K +702 +40%
WAM
22
Wealthspire Advisors (Maryland)
Maryland
$85K
LFG
23
LifePlan Financial Group
Ohio
$44K -$15.8K -387 -25%
WEC
24
Winslow Evans & Crocker
Massachusetts
$26K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$25K

FGM Hedge Fund Activity: Q4 2018 in Review

33 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q4 2018, worth a combined $124M — down 40% from $205M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FGM and 1 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 11 added.

The largest buyer was Citadel Advisors, adding an estimated $3.23M. The largest seller was First Trust Advisors, cutting an estimated $41M.

  • 33 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q4 2018, down from 35 in Q3 2018.
  • Funds reported $124M of First Trust Germany AlphaDEX Fund stock for Q4 2018, down 40% quarter-over-quarter.
  • 1 fund opened new First Trust Germany AlphaDEX Fund positions in Q4 2018 and 3 closed out, a net change of -2 holders.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q4 2018 was Citadel Advisors, an estimated $3.23M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q4 2018 was First Trust Advisors, an estimated $41M sold.

Based on aggregated 13F filings for Q4 2018.