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First Trust Germany AlphaDEX Fund

29 hedge funds and large institutions have $118M invested in First Trust Germany AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.12% less ownership

Funds ownership: 94.3%94.18% (-0.12%)

15% less funds holding

Funds holding: 3429 (-5)

15% less capital invested

Capital invested by funds: $140M → $118M (-$21.6M)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

80% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 15

Holders
29
Holders Change
-5
Holders Change %
-14.71%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
3
Reduced
15
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$91.5M -$4.6M -114,468 -5%
Morgan Stanley
2
Morgan Stanley
New York
$9.92M -$2.9M -72,174 -23%
Wells Fargo
3
Wells Fargo
California
$3.4M -$1.59M -39,402 -32%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.68M +$1.02M +25,331 +61%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.27M -$16.1K -400 -0.7%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.01M +$173K +4,293 +9%
Bank of America
7
Bank of America
North Carolina
$1.03M -$166K -4,127 -14%
SFG
8
StrategIQ Financial Group
Indiana
$1.01M -$81.8K -2,034 -7%
RJA
9
Raymond James & Associates
Florida
$844K +$7.88K +196 +0.9%
Jane Street
10
Jane Street
New York
$788K -$1.37M -34,149 -63%
HighTower Advisors
11
HighTower Advisors
Illinois
$765K
Baird Financial Group
12
Baird Financial Group
Wisconsin
$636K -$322 -8 -0.1%
UBS Group
13
UBS Group
Switzerland
$336K -$776K -19,294 -70%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$296K -$344K -8,551 -54%
LPL Financial
15
LPL Financial
California
$236K -$1.07M -26,523 -82%
CS
16
Credit Suisse
Switzerland
$222K +$224K +5,567 New
AG
17
Advisor Group
Arizona
$141K
CAN
18
Claraphi Advisory Network
United States
$103K +$104K +2,582 New
Citigroup
19
Citigroup
New York
$85K -$15K -373 -15%
FAAS
20
First Allied Advisory Services
California
$64K +$63.6K +1,581 New
LFG
21
LifePlan Financial Group
Ohio
$36K
MIFH
22
Migdal Insurance & Financial Holdings
Israel
$13K
TFA
23
Transamerica Financial Advisors
Florida
$12K -$387K -9,629 -97%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$12K -$239K -5,949 -95%
WEC
25
Winslow Evans & Crocker
Massachusetts
$12K -$13.3K -330 -52%

FGM Hedge Fund Activity: Q3 2019 in Review

29 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q3 2019, worth a combined $118M — down 15% from $140M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FGM and 5 opened new positions — a net loss of 5 holders — while 15 trimmed existing stakes and 3 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.02M. The largest seller was First Trust Advisors, cutting an estimated $4.6M.

  • 29 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q3 2019, down from 34 in Q2 2019.
  • Funds reported $118M of First Trust Germany AlphaDEX Fund stock for Q3 2019, down 15% quarter-over-quarter.
  • 5 funds opened new First Trust Germany AlphaDEX Fund positions in Q3 2019 and 10 closed out, a net change of -5 holders.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q3 2019 was Susquehanna International Group, an estimated $1.02M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q3 2019 was First Trust Advisors, an estimated $4.6M sold.

Based on aggregated 13F filings for Q3 2019.