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First Trust Germany AlphaDEX Fund

28 hedge funds and large institutions have $257M invested in First Trust Germany AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

467% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 3

268% more capital invested

Capital invested by funds: $69.9M → $257M (+$187M)

27% more funds holding

Funds holding: 2228 (+6)

10.28% more ownership

Funds ownership: 93.36%103.63% (+10%)

Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$178M +$153M +3,912,480 +490%
Morgan Stanley
2
Morgan Stanley
New York
$18.5M +$9.32M +238,903 +96%
Wells Fargo
3
Wells Fargo
California
$14.9M +$10.2M +261,162 +199%
AP
4
Atwood & Palmer
Missouri
$13.7M +$160K +4,100 +1%
Jane Street
5
Jane Street
New York
$6.84M +$7.05M +180,621 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$5.05M +$4.6M +117,969 +770%
UBS Group
7
UBS Group
Switzerland
$4.12M +$3.12M +79,918 +278%
KP
8
Keel Point
Alabama
$3.76M +$192K +4,925 +5%
RJA
9
Raymond James & Associates
Florida
$2.69M +$2.03M +52,064 +276%
LFG
10
LifePlan Financial Group
Ohio
$1.92M +$1.98M +50,781 New
JP Morgan Chase
11
JP Morgan Chase
New York
$1.27M +$112K +2,876 +9%
Bank of America
12
Bank of America
North Carolina
$1.25M +$1.06M +27,184 +472%
VKH
13
Virtu KCG Holdings
New York
$963K +$316K +8,107 +47%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$815K +$77.4K +1,982 +10%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$800K +$278K +7,133 +51%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$611K +$629K +16,116 New
LPL Financial
17
LPL Financial
California
$426K +$210K +5,370 +89%
WEC
18
Winslow Evans & Crocker
Massachusetts
$391K -$6.4K -164 -2%
BTS
19
BB&T Securities
Virginia
$307K +$317K +8,117 New
OMC
20
Old Mission Capital
Illinois
$300K +$21K +537 +7%
TFA
21
Transamerica Financial Advisors
Florida
$76K +$78.1K +2,001 New
Citigroup
22
Citigroup
New York
$29K +$3.71K +95 +14%
AIG
23
American International Group
New York
$28.4K -$4.72K -121 -14%
MFS
24
MSI Financial Services
Massachusetts
$19K -$9.13K -234 -32%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$12K +$12.3K +316 New

FGM Hedge Fund Activity: Q2 2015 in Review

28 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q2 2015, worth a combined $257M — up 268% from $69.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FGM positions and 1 closed out — a net gain of 6 holders — while 17 added to existing stakes and 3 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $153M. The largest seller was Credit Suisse, exiting entirely with an estimated $572K sold.

  • 28 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q2 2015, up from 22 in Q1 2015.
  • Funds reported $257M of First Trust Germany AlphaDEX Fund stock for Q2 2015, up 268% quarter-over-quarter.
  • 7 funds opened new First Trust Germany AlphaDEX Fund positions in Q2 2015 and 1 closed out, a net change of +6 holders.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q2 2015 was First Trust Advisors, an estimated $153M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q2 2015 was Credit Suisse, an estimated $572K sold.

Based on aggregated 13F filings for Q2 2015.