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First Trust Germany AlphaDEX Fund

33 hedge funds and large institutions have $243M invested in First Trust Germany AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

1% more capital invested

Capital invested by funds: $241M → $243M (+$2.22M)

3% less funds holding

Funds holding: 3433 (-1)

8.78% less ownership

Funds ownership: 102.44%93.66% (-8.8%)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
15
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$191M +$10.3M +199,404 +6%
Morgan Stanley
2
Morgan Stanley
New York
$20.1M +$886K +17,152 +4%
Wells Fargo
3
Wells Fargo
California
$12.2M +$224K +4,329 +2%
Bank of America
4
Bank of America
North Carolina
$2.93M +$680K +13,168 +29%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.71M +$40.9K +792 +1%
Jane Street
6
Jane Street
New York
$2.51M +$2.59M +50,178 New
UBS Group
7
UBS Group
Switzerland
$2.04M -$71.9K -1,392 -3%
ASN
8
Advisory Services Network
Georgia
$1.54M +$1.03M +19,959 +182%
RJA
9
Raymond James & Associates
Florida
$1.51M +$255K +4,929 +19%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.13M -$30.5K -591 -3%
LPL Financial
11
LPL Financial
California
$869K +$435K +8,421 +94%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$857K +$247K +4,790 +39%
HFS
13
HL Financial Services
Kentucky
$566K +$63.5K +1,229 +12%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$532K +$11.9K +230 +2%
WF
15
WealthTrust Fairport
Ohio
$500K +$126K +2,448 +32%
TFA
16
Transamerica Financial Advisors
Florida
$374K +$386K +7,467 New
FFS
17
Founders Financial Securities
Maryland
$357K -$3.72K -72 -1%
HI
18
Horizon Investments
North Carolina
$357K -$3.72K -72 -1%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$258K -$80.1K -1,551 -23%
SG
20
StoneX Group
New York
$245K +$16K +310 +7%
PFS
21
Prospera Financial Services
Texas
$218K +$228K +4,416 New
AG
22
Advisor Group
Arizona
$184K +$101K +1,947 +113%
WAM
23
Wealthspire Advisors (Maryland)
Maryland
$119K
LFG
24
LifePlan Financial Group
Ohio
$80K +$83.1K +1,609 New
Citigroup
25
Citigroup
New York
$71K +$12K +232 +19%

FGM Hedge Fund Activity: Q1 2018 in Review

33 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q1 2018, worth a combined $243M — up 0.92% from $241M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FGM and 6 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 15 added.

The largest buyer was First Trust Advisors, adding an estimated $10.3M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $3.76M sold.

  • 33 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q1 2018, down from 34 in Q4 2017.
  • Funds reported $243M of First Trust Germany AlphaDEX Fund stock for Q1 2018, up 0.92% quarter-over-quarter.
  • 6 funds opened new First Trust Germany AlphaDEX Fund positions in Q1 2018 and 7 closed out, a net change of -1 holder.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q1 2018 was First Trust Advisors, an estimated $10.3M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q1 2018 was United Capital Financial Advisors, an estimated $3.76M sold.

Based on aggregated 13F filings for Q1 2018.