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First Trust Germany AlphaDEX Fund

27 hedge funds and large institutions have $129M invested in First Trust Germany AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less funds holding

Funds holding: 2927 (-2)

20.52% less ownership

Funds ownership: 71.64%51.11% (-21%)

28% less capital invested

Capital invested by funds: $179M → $129M (-$49.9M)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

84% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 19

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
3
Reduced
19
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$104M -$29.4M -865,146 -23%
Morgan Stanley
2
Morgan Stanley
New York
$8.94M -$2.09M -61,627 -20%
Wells Fargo
3
Wells Fargo
California
$6.36M -$4.47M -131,798 -43%
UBS Group
4
UBS Group
Switzerland
$1.83M +$938K +27,645 +124%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.15M -$380K -11,188 -26%
VKH
6
Virtu KCG Holdings
New York
$792K +$83.7K +2,467 +13%
Citadel Advisors
7
Citadel Advisors
Florida
$763K -$321K -9,454 -31%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$723K -$13.9K -410 -2%
Jane Street
9
Jane Street
New York
$701K +$650K +19,164 New
OMC
10
Old Mission Capital
Illinois
$610K -$810K -23,859 -59%
LPL Financial
11
LPL Financial
California
$544K -$50.6K -1,490 -9%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$544K -$17.5K -515 -3%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$493K -$1.2M -35,277 -72%
RJA
14
Raymond James & Associates
Florida
$390K -$679K -20,020 -65%
Bank of America
15
Bank of America
North Carolina
$356K -$261K -7,687 -44%
KP
16
Keel Point
Alabama
$246K -$158K -4,669 -41%
BTS
17
BB&T Securities
Virginia
$221K -$25.3K -746 -11%
WEC
18
Winslow Evans & Crocker
Massachusetts
$68.6K -$249K -7,325 -80%
AP
19
Atwood & Palmer
Missouri
$48K -$6.6M -194,400 -99%
Citigroup
20
Citigroup
New York
$37K -$204 -6 -0.6%
MFS
21
MSI Financial Services
Massachusetts
$37K +$7.74K +228 +29%
AIG
22
American International Group
New York
$27K
WA
23
WFG Advisors
Texas
$10K
JP Morgan Chase
24
JP Morgan Chase
New York
$9K -$234K -6,901 -97%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$8K

FGM Hedge Fund Activity: Q1 2016 in Review

27 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q1 2016, worth a combined $129M — down 28% from $179M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FGM and 1 opened new positions — a net loss of 2 holders — while 19 trimmed existing stakes and 3 added.

The largest buyer was UBS Group, adding an estimated $938K. The largest seller was First Trust Advisors, cutting an estimated $29.4M.

  • 27 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q1 2016, down from 29 in Q4 2015.
  • Funds reported $129M of First Trust Germany AlphaDEX Fund stock for Q1 2016, down 28% quarter-over-quarter.
  • 1 fund opened new First Trust Germany AlphaDEX Fund positions in Q1 2016 and 3 closed out, a net change of -2 holders.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q1 2016 was UBS Group, an estimated $938K added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q1 2016 was First Trust Advisors, an estimated $29.4M sold.

Based on aggregated 13F filings for Q1 2016.