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First Trust Germany AlphaDEX Fund

21 hedge funds and large institutions have $46.6M invested in First Trust Germany AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

25% more capital invested

Capital invested by funds: $37.1M → $46.6M (+$9.46M)

11% more funds holding

Funds holding: 1921 (+2)

2.92% more ownership

Funds ownership: 78%80.92% (+2.9%)

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

Holders
21
Holders Change
+2
Holders Change %
+10.53%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.6M -$2.9M -81,936 -20%
First Trust Advisors
2
First Trust Advisors
Illinois
$11.1M +$5.12M +144,541 +88%
AP
3
Atwood & Palmer
Missouri
$9.63M +$4.45M +125,780 +89%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.93M +$2.5M +70,580 +652%
Wells Fargo
5
Wells Fargo
California
$2.09M +$2.06M +58,182 New
VKH
6
Virtu KCG Holdings
New York
$1.98M +$876K +24,741 +82%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.25M -$92.4K -2,611 -7%
RJA
8
Raymond James & Associates
Florida
$1.11M -$626K -17,692 -36%
JP Morgan Chase
9
JP Morgan Chase
New York
$962K -$1.22M -34,334 -56%
Stifel Financial
10
Stifel Financial
Missouri
$795K +$195K +5,511 +33%
Ameriprise
11
Ameriprise
Minnesota
$665K -$412K -11,644 -39%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$607K +$597K +16,857 New
UBS Group
13
UBS Group
Switzerland
$555K +$546K +15,416 New
WEC
14
Winslow Evans & Crocker
Massachusetts
$426K -$47.4K -1,340 -10%
Jane Street
15
Jane Street
New York
$422K +$72.7K +2,055 +21%
OMC
16
Old Mission Capital
Illinois
$337K +$331K +9,356 New
Bank of America
17
Bank of America
North Carolina
$80K -$774K -21,853 -91%
AIG
18
American International Group
New York
$50.7K -$27.6K -779 -36%
MFS
19
MSI Financial Services
Massachusetts
$13K
LPL Financial
20
LPL Financial
California
-$580K -16,701 Closed
B
21
Baird
Wisconsin
-$333K -9,429 Closed
Deutsche Bank
22
Deutsche Bank
Germany
-$16.7K -472 -98%
Parallax Volatility Advisers
23
Parallax Volatility Advisers
California
+$35 +1 New

FGM Hedge Fund Activity: Q4 2014 in Review

21 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q4 2014, worth a combined $46.6M — up 25% from $37.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FGM positions and 2 closed out — a net gain of 3 holders — while 6 added to existing stakes and 9 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $5.12M. The largest seller was Morgan Stanley, cutting an estimated $2.9M.

  • 21 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q4 2014, up from 19 in Q3 2014.
  • Funds reported $46.6M of First Trust Germany AlphaDEX Fund stock for Q4 2014, up 25% quarter-over-quarter.
  • 5 funds opened new First Trust Germany AlphaDEX Fund positions in Q4 2014 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q4 2014 was First Trust Advisors, an estimated $5.12M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q4 2014 was Morgan Stanley, an estimated $2.9M sold.

Based on aggregated 13F filings for Q4 2014.