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First Trust Germany AlphaDEX Fund

19 hedge funds and large institutions have $37.1M invested in First Trust Germany AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

14.03% more ownership

Funds ownership: 63.97%78% (+14%)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

17% less funds holding

Funds holding: 2319 (-4)

21% less capital invested

Capital invested by funds: $46.8M → $37.1M (-$9.67M)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
19
Holders Change
-4
Holders Change %
-17.39%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
9
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.2M -$4.77M -123,745 -23%
First Trust Advisors
2
First Trust Advisors
Illinois
$5.8M +$6.33M +164,356 New
AP
3
Atwood & Palmer
Missouri
$5M +$1.65M +42,855 +43%
JP Morgan Chase
4
JP Morgan Chase
New York
$2.15M +$693K +17,989 +42%
RJA
5
Raymond James & Associates
Florida
$1.71M -$579K -15,048 -24%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.32M -$2.05M -53,132 -59%
U
7
UBS
Switzerland
$1.15M -$300K -7,782 -19%
VKH
8
Virtu KCG Holdings
New York
$1.07M -$930K -24,150 -44%
Ameriprise
9
Ameriprise
Minnesota
$1.06M +$273K +7,087 +31%
Bank of America
10
Bank of America
North Carolina
$849K +$112K +2,898 +14%
Stifel Financial
11
Stifel Financial
Missouri
$585K +$81.7K +2,122 +15%
LPL Financial
12
LPL Financial
California
$580K -$352K -9,129 -35%
WEC
13
Winslow Evans & Crocker
Massachusetts
$465K -$19.3K -500 -4%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$382K -$2.76M -71,640 -87%
Jane Street
15
Jane Street
New York
$341K +$127K +3,296 +52%
B
16
Baird
Wisconsin
$333K +$4K +104 +1%
AIG
17
American International Group
New York
$77.2K -$3.04K -79 -3%
Deutsche Bank
18
Deutsche Bank
Germany
$17K +$7.59K +197 +69%
MFS
19
MSI Financial Services
Massachusetts
$13K +$11.9K +310 +477%
BRWA
20
B. Riley Wealth Advisors
Florida
-$41.8K -1,000 Closed
Creative Planning
21
Creative Planning
Kansas
-$32K -759 Closed
GSC
22
Ground Swell Capital
South Carolina
-$19K -445 Closed
GI
23
Gradient Investments
Minnesota
-$9K -210 Closed

FGM Hedge Fund Activity: Q3 2014 in Review

19 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q3 2014, worth a combined $37.1M — down 21% from $46.8M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FGM and 1 opened new positions — a net loss of 4 holders — while 9 trimmed existing stakes and 9 added.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $6.33M. The largest seller was Morgan Stanley, cutting an estimated $4.77M.

  • 19 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q3 2014, down from 23 in Q2 2014.
  • Funds reported $37.1M of First Trust Germany AlphaDEX Fund stock for Q3 2014, down 21% quarter-over-quarter.
  • 1 fund opened new First Trust Germany AlphaDEX Fund positions in Q3 2014 and 5 closed out, a net change of -4 holders.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q3 2014 was First Trust Advisors, an estimated $6.33M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q3 2014 was Morgan Stanley, an estimated $4.77M sold.

Based on aggregated 13F filings for Q3 2014.