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First Trust Germany AlphaDEX Fund

31 hedge funds and large institutions have $138M invested in First Trust Germany AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

16% more capital invested

Capital invested by funds: $118M → $138M (+$19.1M)

7% more funds holding

Funds holding: 2931 (+2)

1.18% more ownership

Funds ownership: 94.18%95.36% (+1.2%)

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$99.2M -$2.45M -57,801 -3%
Morgan Stanley
2
Morgan Stanley
New York
$15.1M +$3.87M +91,152 +37%
Wells Fargo
3
Wells Fargo
California
$4.19M +$398K +9,376 +11%
MIFH
4
Migdal Insurance & Financial Holdings
Israel
$3.15M +$2.99M +70,575 +21,715%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.57M +$39.6K +934 +2%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.42M -$531K -12,530 -19%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.22M -$19.1K -451 -0.9%
Jane Street
8
Jane Street
New York
$1.29M +$398K +9,395 +48%
Bank of America
9
Bank of America
North Carolina
$1.14M -$8.19K -193 -0.7%
RJA
10
Raymond James & Associates
Florida
$995K +$54.3K +1,280 +6%
HighTower Advisors
11
HighTower Advisors
Illinois
$863K +$11.7K +275 +1%
SFG
12
StrategIQ Financial Group
Indiana
$828K -$288K -6,790 -27%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$743K +$33.8K +798 +5%
UBS Group
14
UBS Group
Switzerland
$718K +$329K +7,748 +92%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$548K +$209K +4,933 +67%
FFS
16
Founders Financial Securities
Maryland
$285K +$272K +6,411 New
HI
17
Horizon Investments
North Carolina
$285K +$272K +6,411 New
LPL Financial
18
LPL Financial
California
$234K -$27.4K -645 -11%
SG
19
StoneX Group
New York
$218K +$208K +4,899 New
CS
20
Credit Suisse
Switzerland
$200K -$44.7K -1,053 -19%
AG
21
Advisor Group
Arizona
$157K
Citigroup
22
Citigroup
New York
$110K +$15.1K +356 +17%
SNT
23
Security National Trust
West Virginia
$61K +$57.9K +1,366 New
LFG
24
LifePlan Financial Group
Ohio
$29K -$9.67K -228 -26%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$14K

FGM Hedge Fund Activity: Q4 2019 in Review

31 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q4 2019, worth a combined $138M — up 16% from $118M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FGM positions and 4 closed out — a net gain of 2 holders — while 11 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.87M. The largest seller was First Trust Advisors, cutting an estimated $2.45M.

  • 31 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q4 2019, up from 29 in Q3 2019.
  • Funds reported $138M of First Trust Germany AlphaDEX Fund stock for Q4 2019, up 16% quarter-over-quarter.
  • 6 funds opened new First Trust Germany AlphaDEX Fund positions in Q4 2019 and 4 closed out, a net change of +2 holders.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q4 2019 was Morgan Stanley, an estimated $3.87M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q4 2019 was First Trust Advisors, an estimated $2.45M sold.

Based on aggregated 13F filings for Q4 2019.