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First Trust Germany AlphaDEX Fund

35 hedge funds and large institutions have $139M invested in First Trust Germany AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

53% more capital invested

Capital invested by funds: $90.5M → $139M (+$48.2M)

37.81% more ownership

Funds ownership: 92.24%130.05% (+38%)

30% more funds holding

Funds holding: 2735 (+8)

Holders
35
Holders Change
+8
Holders Change %
+29.63%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
10
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$104M +$24.3M +637,710 +32%
Morgan Stanley
2
Morgan Stanley
New York
$11.4M +$5.16M +135,294 +89%
Wells Fargo
3
Wells Fargo
California
$6.79M +$576K +15,091 +10%
Jane Street
4
Jane Street
New York
$3.01M +$2.91M +76,150 New
Stifel Financial
5
Stifel Financial
Missouri
$1.88M +$1.81M +47,424 New
Bank of America
6
Bank of America
North Carolina
$1.83M +$755K +19,796 +75%
VKH
7
Virtu KCG Holdings
New York
$1.8M +$1.37M +35,888 +372%
UBS Group
8
UBS Group
Switzerland
$1.3M +$852K +22,335 +211%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$729K +$12.5K +327 +2%
RJA
10
Raymond James & Associates
Florida
$658K +$329K +8,617 +107%
DWM
11
Darwin Wealth Management
Florida
$650K +$628K +16,455 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$647K +$624K +16,366 New
Ameriprise
13
Ameriprise
Minnesota
$523K -$13.2K -345 -3%
WAM
14
Wealthspire Advisors (Maryland)
Maryland
$514K +$496K +13,003 New
BFEC
15
Benjamin F. Edwards & Company
Missouri
$484K -$18.8K -492 -4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$459K +$40.6K +1,065 +10%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$365K +$353K +9,243 New
HI
18
Horizon Investments
North Carolina
$351K +$338K +8,871 New
FFS
19
Founders Financial Securities
Maryland
$351K +$339K +8,874 New
FTUS
20
Flow Traders U.S.
New York
$321K -$153K -4,005 -33%
LPL Financial
21
LPL Financial
California
$258K -$21.5K -563 -8%
HFS
22
HL Financial Services
Kentucky
$250K +$242K +6,334 New
WF
23
WealthTrust Fairport
Ohio
$224K +$217K +5,675 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$185K +$178K +4,678 New
IUHSA
25
Itau Unibanco Holding S.A.
Brazil
$103K -$533K -13,973 -84%

FGM Hedge Fund Activity: Q1 2017 in Review

35 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q1 2017, worth a combined $139M — up 53% from $90.5M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FGM positions and 4 closed out — a net gain of 9 holders — while 10 added to existing stakes and 5 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $24.3M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.32M sold.

  • 35 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q1 2017, up from 27 in Q4 2016.
  • Funds reported $139M of First Trust Germany AlphaDEX Fund stock for Q1 2017, up 53% quarter-over-quarter.
  • 13 funds opened new First Trust Germany AlphaDEX Fund positions in Q1 2017 and 4 closed out, a net change of +9 holders.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q1 2017 was First Trust Advisors, an estimated $24.3M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q1 2017 was Citadel Advisors, an estimated $1.32M sold.

Based on aggregated 13F filings for Q1 2017.