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First Trust Germany AlphaDEX Fund

29 hedge funds and large institutions have $112M invested in First Trust Germany AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 2 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more funds holding

Funds holding: 2829 (+1)

5% less capital invested

Capital invested by funds: $118M → $112M (-$5.97M)

6.12% less ownership

Funds ownership: 49.26%43.14% (-6.1%)

87% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 15

Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
2
Reduced
15
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$90.3M -$10.9M -296,828 -11%
Morgan Stanley
2
Morgan Stanley
New York
$5.95M -$411K -11,199 -7%
Wells Fargo
3
Wells Fargo
California
$5.7M -$335K -9,129 -6%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.19M -$1.09M -29,633 -48%
VKH
5
Virtu KCG Holdings
New York
$963K -$169K -4,616 -15%
OMC
6
Old Mission Capital
Illinois
$863K -$133K -3,615 -14%
Citadel Advisors
7
Citadel Advisors
Florida
$827K -$96.4K -2,627 -11%
Bank of America
8
Bank of America
North Carolina
$747K -$62.1K -1,691 -8%
IUHSA
9
Itau Unibanco Holding S.A.
Brazil
$721K +$706K +19,232 New
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$695K +$680K +18,533 New
UBS Group
11
UBS Group
Switzerland
$613K -$989K -26,935 -62%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$584K -$1.2M -32,783 -68%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$524K -$6.64K -181 -1%
Jane Street
14
Jane Street
New York
$517K +$506K +13,797 New
FTUS
15
Flow Traders U.S.
New York
$454K +$444K +12,102 New
Ameriprise
16
Ameriprise
Minnesota
$422K +$22.7K +619 +6%
RJA
17
Raymond James & Associates
Florida
$330K -$87.6K -2,388 -21%
MFS
18
MSI Financial Services
Massachusetts
$38K -$881 -24 -2%
WEC
19
Winslow Evans & Crocker
Massachusetts
$36.6K
Citigroup
20
Citigroup
New York
$36K +$6.68K +182 +24%
AP
21
Atwood & Palmer
Missouri
$14K -$550 -15 -4%
AG
22
Advisor Group
Arizona
$12K
WA
23
WFG Advisors
Texas
$10K
IA
24
IFP Advisors
Florida
$5K
TRCT
25
Tower Research Capital (TRC)
New York
$4K -$31.1K -848 -89%

FGM Hedge Fund Activity: Q3 2016 in Review

29 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q3 2016, worth a combined $112M — down 5.1% from $118M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FGM positions and 3 closed out — a net gain of 1 holder — while 2 added to existing stakes and 15 trimmed.

The largest buyer was Itau Unibanco Holding S.A., opening a new position worth an estimated $706K. The largest seller was First Trust Advisors, cutting an estimated $10.9M.

  • 29 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q3 2016, up from 28 in Q2 2016.
  • Funds reported $112M of First Trust Germany AlphaDEX Fund stock for Q3 2016, down 5.1% quarter-over-quarter.
  • 4 funds opened new First Trust Germany AlphaDEX Fund positions in Q3 2016 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q3 2016 was Itau Unibanco Holding S.A., an estimated $706K added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q3 2016 was First Trust Advisors, an estimated $10.9M sold.

Based on aggregated 13F filings for Q3 2016.