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First Trust Germany AlphaDEX Fund

21 hedge funds and large institutions have $83.3M invested in First Trust Germany AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

16% more capital invested

Capital invested by funds: $71.8M → $83.3M (+$11.6M)

5% more funds holding

Funds holding: 2021 (+1)

4.65% less ownership

Funds ownership: 92.51%87.86% (-4.6%)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$52.5M -$2.62M -55,034 -5%
Morgan Stanley
2
Morgan Stanley
New York
$14.5M +$5.56M +116,679 +70%
Jane Street
3
Jane Street
New York
$3.81M -$790K -16,588 -18%
MIFH
4
Migdal Insurance & Financial Holdings
Israel
$3.57M
Wells Fargo
5
Wells Fargo
California
$3.02M +$88.5K +1,859 +3%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.34M -$1.05M -22,060 -46%
RJA
7
Raymond James & Associates
Florida
$966K +$180K +3,775 +25%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$733K +$55.8K +1,172 +9%
SFG
9
StrategIQ Financial Group
Indiana
$634K -$58.4K -1,226 -9%
LPL Financial
10
LPL Financial
California
$592K +$550K +11,554 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$585K +$292K +6,126 +116%
FFS
12
Founders Financial Securities
Maryland
$247K +$230K +4,824 New
SG
13
StoneX Group
New York
$239K -$1.33K -28 -0.6%
Osaic Holdings
14
Osaic Holdings
Arizona
$191K
Citigroup
15
Citigroup
New York
$133K +$19.4K +407 +18%
MIM
16
MTM Investment Management
South Carolina
$121K +$113K +2,367 New
AA
17
AlphaMark Advisors
Kentucky
$74K +$57.2K +1,200 +511%
Bank of America
18
Bank of America
North Carolina
$33K -$205K -4,303 -87%
WEC
19
Winslow Evans & Crocker
Massachusetts
$15K
TFA
20
Transamerica Financial Advisors
Florida
$8K -$476 -10 -7%
IA
21
IFP Advisors
Florida
$4K -$2.86K -60 -43%
Citadel Advisors
22
Citadel Advisors
Florida
-$1.96M -43,918 Closed
PFS
23
Prospera Financial Services
Texas
-$10K -227 Closed

FGM Hedge Fund Activity: Q4 2020 in Review

21 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q4 2020, worth a combined $83.3M — up 16% from $71.8M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FGM positions and 2 closed out — a net gain of 1 holder — while 7 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.56M. The largest seller was First Trust Advisors, cutting an estimated $2.62M.

  • 21 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q4 2020, up from 20 in Q3 2020.
  • Funds reported $83.3M of First Trust Germany AlphaDEX Fund stock for Q4 2020, up 16% quarter-over-quarter.
  • 3 funds opened new First Trust Germany AlphaDEX Fund positions in Q4 2020 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q4 2020 was Morgan Stanley, an estimated $5.56M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q4 2020 was First Trust Advisors, an estimated $2.62M sold.

Based on aggregated 13F filings for Q4 2020.