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First Trust Germany AlphaDEX Fund

19 hedge funds and large institutions have $38.3M invested in First Trust Germany AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

250% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 2

125% more capital invested

Capital invested by funds: $17.1M → $38.3M (+$21.3M)

58% more funds holding

Funds holding: 1219 (+7)

16.15% more ownership

Funds ownership: 70.94%87.09% (+16%)

Holders
19
Holders Change
+7
Holders Change %
+58.33%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
7
Reduced
2
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.3M +$7.17M +181,836 +72%
HA
2
Hays Advisory
Tennessee
$9.25M +$8.64M +219,337 New
RJA
3
Raymond James & Associates
Florida
$1.81M +$620K +15,722 +58%
VKH
4
Virtu KCG Holdings
New York
$1.36M +$1.27M +32,280 New
JP Morgan Chase
5
JP Morgan Chase
New York
$1.35M +$895K +22,711 +246%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.19M +$233K +5,924 +27%
Jane Street
7
Jane Street
New York
$889K -$575K -14,595 -41%
AGA
8
Accuvest Global Advisors
Utah
$762K -$642K -16,280 -47%
LPL Financial
9
LPL Financial
California
$717K +$71.2K +1,806 +12%
FHA
10
First Horizon Advisors
Tennessee
$591K +$583K +14,801 New
WEC
11
Winslow Evans & Crocker
Massachusetts
$586K +$548K +13,910 New
Bank of America
12
Bank of America
North Carolina
$564K +$8.71K +221 +2%
LPT
13
Legacy Private Trust
Wisconsin
$506K
SI
14
Stephens Inc
Arkansas
$280K +$262K +6,640 New
Ameriprise
15
Ameriprise
Minnesota
$147K +$192K +4,875 +174%
AIG
16
American International Group
New York
$28.4K +$26.6K +674 New
U
17
UBS
Switzerland
$23K
MFS
18
MSI Financial Services
Massachusetts
$10K +$8.99K +228 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$2K +$1.77K +45 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
-$1.36M -36,806 Closed

FGM Hedge Fund Activity: Q4 2013 in Review

19 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in First Trust Germany AlphaDEX Fund (FGM) for Q4 2013, worth a combined $38.3M — up 125% from $17.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FGM positions and 1 closed out — a net gain of 7 holders — while 7 added to existing stakes and 2 trimmed.

The largest buyer was Hays Advisory, opening a new position worth an estimated $8.64M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.36M sold.

  • 19 institutional investors held First Trust Germany AlphaDEX Fund (FGM) as of Q4 2013, up from 12 in Q3 2013.
  • Funds reported $38.3M of First Trust Germany AlphaDEX Fund stock for Q4 2013, up 125% quarter-over-quarter.
  • 8 funds opened new First Trust Germany AlphaDEX Fund positions in Q4 2013 and 1 closed out, a net change of +7 holders.
  • The largest First Trust Germany AlphaDEX Fund buyer in Q4 2013 was Hays Advisory, an estimated $8.64M added.
  • The largest First Trust Germany AlphaDEX Fund seller in Q4 2013 was Susquehanna International Group, an estimated $1.36M sold.

Based on aggregated 13F filings for Q4 2013.