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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$10.7M
Cap. Flow
+$7.59M
Cap. Flow %
5.7%
Top 10 Hldgs %
13.99%
Holding
1,183
New
129
Increased
270
Reduced
250
Closed
125

Top Buys

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.01M
2
NXPI icon
NXP Semiconductors
NXPI
+$872K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$821K
4
AMGN icon
Amgen
AMGN
+$772K
5
BURL icon
Burlington
BURL
+$751K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.19M
2
AAPL icon
Apple
AAPL
+$1.13M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$969K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$868K
5
NKE icon
Nike
NKE
+$809K

Sector Composition

Rank Sector Weight
1 Healthcare 8.21%
2 Energy 8.15%
3 Industrials 7.56%
4 Consumer Discretionary 7.53%
5 Technology 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
1076
Nucor
NUE
$58.6B
– –
-200
Closed -$9K
OGS icon
1077
ONE Gas
OGS
$4.87B
– –
-25
Closed -$1K
OSK icon
1078
Oshkosh
OSK
$8.79B
– –
-6,400
Closed -$311K
PMT
1079
PennyMac Mortgage Investment
PMT
$822M
– –
-200
Closed -$4K
PNC icon
1080
PNC Financial Services
PNC
$99.7B
– –
-158
Closed -$14K
PNNT
1081
Pennant Park Investment Corp
PNNT
$215M
– –
-1,500
Closed -$14K
PPC icon
1082
Pilgrim's Pride
PPC
$6.51B
– –
-2,000
Closed -$65K
PRN icon
1083
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$416M
$0 ﹤0.01%
19
– –
PTCT icon
1084
PTC Therapeutics
PTCT
$5.68B
– –
-100
Closed -$5K
PUI icon
1085
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.7M
$0 ﹤0.01%
42
– –
RGR icon
1086
Sturm, Ruger & Co
RGR
$594M
– –
-100
Closed -$3K
RH icon
1087
RH
RH
$3.13B
– –
-1,000
Closed -$96K
RY icon
1088
Royal Bank of Canada
RY
$291B
$0 ﹤0.01%
9
– –
RYAM icon
1089
Rayonier Advanced Materials
RYAM
$604M
– –
-66
Closed -$1K
SPIB icon
1090
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-90
Closed -$3K
SPNT icon
1091
SiriusPoint
SPNT
$2.75B
– –
-1,000
Closed -$14K
SVRA icon
1092
Savara
SVRA
$1.12B
$0 ﹤0.01%
9
– –
TCPC icon
1093
BlackRock TCP Capital
TCPC
$273M
– –
-1,000
Closed -$16K
TKR icon
1094
Timken Company
TKR
$9.56B
$0 ﹤0.01%
19
– –
TMUS icon
1095
T-Mobile US
TMUS
$185B
– –
-1,000
Closed -$31.2K
TT icon
1096
Trane Technologies
TT
$100B
$0 ﹤0.01%
13
– –
UAL icon
1097
United Airlines
UAL
$39.4B
– –
-4,000
Closed -$267K
UGL icon
1098
ProShares Ultra Gold
UGL
$645M
– –
-200
Closed -$1K
UNM icon
1099
Unum
UNM
$13.6B
– –
-52
Closed -$1K
USB icon
1100
US Bancorp
USB
$98.2B
– –
-265
Closed -$11K
42 43
44
45 46

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Management held 1,183 positions worth $133M, up 8.8% from $122M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $7.59M of net new capital in Q1 2015, opening 129 new positions and adding to 270 existing holdings. Its largest new stake was Burlington: 14,000 shares worth $831K.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 6.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was First Trust Financials AlphaDEX Fund, an estimated $1.19M trimmed.

  • B. Riley Wealth Management's largest Q1 2015 buy was Burlington: 14,000 shares worth $831K.
  • B. Riley Wealth Management added most to First Trust Energy AlphaDEX Fund in Q1 2015, an estimated $1.01M increase.
  • B. Riley Wealth Management's biggest Q1 2015 reduction was First Trust Financials AlphaDEX Fund, cutting an estimated $1.19M.
  • B. Riley Wealth Management fully exited Amedisys in Q1 2015, selling an estimated $789K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $133M portfolio in Q1 2015.
  • B. Riley Wealth Management opened 129 new positions and closed 125 in Q1 2015.
  • B. Riley Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $133M.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.