B. Riley Wealth Management’s Pennant Park Investment Corp PNNT Stock Holding History

B. Riley Wealth Management’s Portfolio PNNT Stock Details PNNT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-468,696	Closed	-$1.65M	–	503
2020 Q2	$1.65M	Hold	468,696	–	–	0.18%	119
2020 Q1	$1.21M	Sell	468,696 -12,245	-3%	-$67.7K	0.13%	152
2019 Q4	$3.14M	Buy	480,941 +50,243	+12%	+$312K	0.47%	50
2019 Q3	$2.7M	Buy	430,698 +7,805	+2%	+$49.9K	0.47%	51
2019 Q2	$2.67K	Sell	422,893 -6,656	-2%	-$44.8K	0.41%	51
2019 Q1	$2.97M	Buy	429,549 +11,015	+3%	+$77.5K	0.51%	48
2018 Q4	$2.67M	Buy	+418,534	New	+$2.97M	0.56%	42
2015 Q1	–	Sell	-1,500	Closed	-$14K	–	1081
2014 Q4	$14K	Buy	1,500 +373	+33%	+$3.91K	0.01%	667
2014 Q3	$12K	Sell	1,127 -1,000	-47%	-$11.5K	0.01%	729
2014 Q2	$24K	Buy	2,127 +1,127	+113%	+$12.4K	0.02%	617
2014 Q1	$11K	Buy	+1,000	New	+$11.3K	0.01%	746

Other funds holding PNNT

ACH

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

B. Riley Wealth Management's PNNT Position: Q3 2020 in Review

B. Riley Wealth Management sold out of Pennant Park Investment Corp (PNNT) in Q3 2020, closing a stake of 468,696 shares — an estimated $1.65M sold.

B. Riley Wealth Management first reported a position in PNNT in Q1 2014 and held it in 11 quarters. The position peaked at $3.14M in Q4 2019. 87 funds tracked by Wall St. Rank hold PNNT as of Q3 2020.

B. Riley Wealth Management reported no remaining Pennant Park Investment Corp position as of Q3 2020 after selling out during the quarter.
B. Riley Wealth Management sold 468,696 Pennant Park Investment Corp shares in Q3 2020, an estimated $1.65M.
B. Riley Wealth Management first reported a position in Pennant Park Investment Corp in Q1 2014 and held it in 11 quarters.
B. Riley Wealth Management's Pennant Park Investment Corp position peaked at $3.14M in Q4 2019.
87 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q3 2020.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.