BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.47%
This Quarter Est. Return
1 Year Est. Return
+3.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,200
New
Increased
Reduced
Closed

Top Buys

1
+$1.31M
2
+$1.2M
3
+$1.03M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$977K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$853K

Top Sells

1
+$1.56M
2
+$1.31M
3
+$1.13M
4
DAL icon
Delta Air Lines
DAL
+$1.04M
5
LNC icon
Lincoln National
LNC
+$955K

Sector Composition

1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1026
– –
-1,000
1027
– –
0
1028
– –
-400
1029
– –
-67
1030
$0 ﹤0.01%
250
1031
– –
-2,300
1032
– –
-3,600
1033
$0 ﹤0.01%
1,000
1034
– –
-1,000
1035
– –
-3,300
1036
$0 ﹤0.01%
100
1037
– –
-455
1038
– –
-208
1039
– –
-3,500
1040
– –
-4,301
1041
– –
-18,684
1042
– –
-6,230
1043
$0 ﹤0.01%
600
-6,000
1044
$0 ﹤0.01%
1,000
-4,000
1045
$0 ﹤0.01%
10,000
1046
– –
-2,200
1047
– –
0
1048
– –
-751
1049
– –
-3,300
1050
– –
-1,000
40 41
42
43 44