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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESEA icon
1026
Euroseas
ESEA
$557M
$0 ﹤0.01%
15
– –
ETJ
1027
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
– –
-500
Closed -$5K
EWS icon
1028
iShares MSCI Singapore ETF
EWS
$1.04B
$0 ﹤0.01%
15
– –
FCEL icon
1029
FuelCell Energy
FCEL
$1.73B
– –
0
– -$2K
FET icon
1030
Forum Energy Technologies
FET
$708M
– –
-15
Closed -$9K
FHN icon
1031
First Horizon
FHN
$12.2B
$0 ﹤0.01%
7
– –
FLRN icon
1032
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
– –
-397
Closed -$12K
FNV icon
1033
Franco-Nevada
FNV
$41.1B
– –
-300
Closed -$14K
FSLR icon
1034
First Solar
FSLR
$22.7B
– –
-150
Closed -$9K
FXI icon
1035
iShares China Large-Cap ETF
FXI
$4.37B
– –
-100
Closed -$3K
GCC icon
1036
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
– –
-836
Closed -$20K
GFI icon
1037
Gold Fields
GFI
$29B
$0 ﹤0.01%
200
– –
GOGO icon
1038
Gogo Inc
GOGO
$565M
– –
-950
Closed -$16K
B
1039
Barrick Mining
B
$61.5B
– –
-400
Closed -$5K
GSAT icon
1040
Globalstar
GSAT
$10.7B
$0 ﹤0.01%
2
– –
HCI icon
1041
HCI Group
HCI
$2.23B
– –
-3,380
Closed -$121K
HE icon
1042
Hawaiian Electric Industries
HE
$2.23B
– –
-400
Closed -$10K
HIMX
1043
Himax Technologies
HIMX
$2.19B
– –
-1,000
Closed -$10K
HYMB icon
1044
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
– –
-7,260
Closed -$206K
IDV icon
1045
iShares International Select Dividend ETF
IDV
$8.45B
– –
-300
Closed -$10K
IPG
1046
DELISTED
Interpublic Group of Companies
IPG
$0 ﹤0.01%
47
– –
JPI
1047
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-400
Closed -$9K
KNOP icon
1048
KNOT Offshore Partners
KNOP
$372M
– –
-350
Closed -$8K
LEG icon
1049
Leggett & Platt
LEG
$1.34B
– –
-500
Closed -$17K
LYB icon
1050
LyondellBasell Industries
LYB
$20B
– –
-100
Closed -$10K
40 41
42
43 44

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.