BRWM
JPI

B. Riley Wealth Management’s Nuveen Preferred Securities & Income Opportunities Fund JPI Stock Holding History

B. Riley Wealth Management’s Portfolio JPI Stock Details JPI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-400
Closed -$9K – 1049
2014
Q3 		$9K Buy
+400
New +$9.3K 0.01% 797

Other funds holding JPI

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Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

B. Riley Wealth Management's JPI Position: Q4 2014 in Review

B. Riley Wealth Management sold out of Nuveen Preferred Securities & Income Opportunities Fund (JPI) in Q4 2014, closing a stake of 400 shares — an estimated $9K sold.

B. Riley Wealth Management first reported a position in JPI in Q3 2014 and held it in 1 quarter. The position peaked at $9K in Q3 2014. 40 funds tracked by Wall St. Rank hold JPI as of Q4 2014.

  • B. Riley Wealth Management reported no remaining Nuveen Preferred Securities & Income Opportunities Fund position as of Q4 2014 after selling out during the quarter.
  • B. Riley Wealth Management sold 400 Nuveen Preferred Securities & Income Opportunities Fund shares in Q4 2014, an estimated $9K.
  • B. Riley Wealth Management first reported a position in Nuveen Preferred Securities & Income Opportunities Fund in Q3 2014 and held it in 1 quarter.
  • B. Riley Wealth Management's Nuveen Preferred Securities & Income Opportunities Fund position peaked at $9K in Q3 2014.
  • 40 funds tracked by Wall St. Rank held Nuveen Preferred Securities & Income Opportunities Fund as of Q4 2014.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.