National Planning Corporation’s Nuveen Preferred Securities & Income Opportunities Fund JPI Stock Holding History

National Planning Corporation’s Portfolio JPI Stock Details JPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-112,521	Closed	-$2.78M	–	739
2017 Q2	$2.78M	Sell	112,521 -21,148	-16%	-$523K	0.21%	106
2017 Q1	$3.23M	Sell	133,669 -3,080	-2%	-$73.2K	0.24%	88
2016 Q4	$3.24M	Buy	136,749 +10,064	+8%	+$236K	0.25%	85
2016 Q3	$3.03M	Buy	126,685 +26,347	+26%	+$649K	0.24%	88
2016 Q2	$2.44M	Buy	100,338 +4,650	+5%	+$110K	0.19%	112
2016 Q1	$2.29M	Buy	95,688 +4,845	+5%	+$112K	0.2%	115
2015 Q4	$2.11M	Buy	90,843 +11,005	+14%	+$253K	0.17%	131
2015 Q3	$1.89M	Sell	79,838 -1,600	-2%	-$35.7K	0.17%	126
2015 Q2	$1.82M	Buy	81,438 +3,900	+5%	+$90.5K	0.16%	135
2015 Q1	$1.83M	Buy	77,538 +13,045	+20%	+$304K	0.16%	129
2014 Q4	$1.46M	Buy	64,493 +14,720	+30%	+$339K	0.1%	181
2014 Q3	$1.14M	Buy	+49,773	New	+$1.16M	0.09%	228

Other funds holding JPI

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

JWM

Jacobus Wealth Management Milwaukee, Wisconsin $382M AUM 16.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IAM

ICM Asset Management Spokane, Washington $18.1M AUM 30.29% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

National Planning Corporation's JPI Position: Q3 2017 in Review

National Planning Corporation sold out of Nuveen Preferred Securities & Income Opportunities Fund (JPI) in Q3 2017, closing a stake of 112,521 shares — an estimated $2.78M sold.

National Planning Corporation first reported a position in JPI in Q3 2014 and held it in 12 quarters. The position peaked at $3.24M in Q4 2016. 47 funds tracked by Wall St. Rank hold JPI as of Q3 2017.

National Planning Corporation reported no remaining Nuveen Preferred Securities & Income Opportunities Fund position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 112,521 Nuveen Preferred Securities & Income Opportunities Fund shares in Q3 2017, an estimated $2.78M.
National Planning Corporation first reported a position in Nuveen Preferred Securities & Income Opportunities Fund in Q3 2014 and held it in 12 quarters.
National Planning Corporation's Nuveen Preferred Securities & Income Opportunities Fund position peaked at $3.24M in Q4 2016.
47 funds tracked by Wall St. Rank held Nuveen Preferred Securities & Income Opportunities Fund as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.