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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCC
901
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$7K ﹤0.01%
151
– –
MBT
902
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$7K ﹤0.01%
400
– –
AMSC icon
903
American Superconductor
AMSC
$1.43B
$6K ﹤0.01%
370
– –
AZN icon
904
AstraZeneca
AZN
$266B
$6K ﹤0.01%
+82
New +$5.93K
BRF icon
905
VanEck Brazil Small-Cap ETF
BRF
$22M
$6K ﹤0.01%
200
– –
CAF
906
Morgan Stanley China A Share Fund
CAF
$325M
$6K ﹤0.01%
299
– –
CG icon
907
Carlyle Group
CG
$16.3B
$6K ﹤0.01%
201
+1
+0.5% +$33
CLH icon
908
Clean Harbors
CLH
$16.8B
$6K ﹤0.01%
100
– –
CME icon
909
CME Group
CME
$96.1B
$6K ﹤0.01%
90
– –
CNX icon
910
CNX Resources
CNX
$4.9B
$6K ﹤0.01%
180
– –
DLS icon
911
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
$6K ﹤0.01%
100
– –
FLOT icon
912
iShares Floating Rate Bond ETF
FLOT
$10.2B
$6K ﹤0.01%
125
– –
HIMX
913
Himax Technologies
HIMX
$2.19B
$6K ﹤0.01%
1,000
– –
PPLI
914
People Inc
PPLI
$3.08B
$6K ﹤0.01%
560
-4,476
-89% -$53.6K
IDLV icon
915
Invesco S&P International Developed Low Volatility ETF
IDLV
$349M
$6K ﹤0.01%
200
– –
IWN icon
916
iShares Russell 2000 Value ETF
IWN
$14.4B
$6K ﹤0.01%
67
-7
-9% -$696
OGE icon
917
OGE Energy
OGE
$9.76B
$6K ﹤0.01%
157
+1
+0.6% +$37
PFX icon
918
PhenixFIN
PFX
$83.1M
$6K ﹤0.01%
25
-130
-84% -$33.3K
SKX
919
DELISTED
Skechers
SKX
$6K ﹤0.01%
+450
New +$6.2K
TTC icon
920
Toro Company
TTC
$8.72B
$6K ﹤0.01%
200
– –
VEGI icon
921
iShares MSCI Agriculture Producers ETF
VEGI
$152M
$6K ﹤0.01%
+250
New +$6.93K
AUSE
922
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$6K ﹤0.01%
100
– –
AVG
923
DELISTED
AVG Technologies N.V.
AVG
$6K ﹤0.01%
300
– –
BLOX
924
DELISTED
Infoblox Inc
BLOX
$6K ﹤0.01%
500
– –
NVX
925
DELISTED
Nuveen Calif Div Muni
NVX
$6K ﹤0.01%
435
+210
+93% +$2.94K
35 36
37
38 39

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.