B. Riley Wealth Management’s WisdomTree International SmallCap Dividend Fund DLS Stock Holding History

B. Riley Wealth Management’s Portfolio DLS Stock Details DLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-100	Closed	-$6K	–	283
2015 Q2	$6K	Hold	100	–	–	﹤0.01%	824
2015 Q1	$5K	Hold	100	–	–	﹤0.01%	852
2014 Q4	$5K	Hold	100	–	–	﹤0.01%	841
2014 Q3	$5K	Hold	100	–	–	﹤0.01%	894
2014 Q2	$6K	Hold	100	–	–	﹤0.01%	912
2014 Q1	$7K	Buy	+100	New	+$6.35K	0.01%	830

Other funds holding DLS

Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

WSTAM

Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return

M&T Bank Buffalo, New York $34.1B AUM 29.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

B. Riley Wealth Management's DLS Position: Q3 2015 in Review

B. Riley Wealth Management sold out of WisdomTree International SmallCap Dividend Fund (DLS) in Q3 2015, closing a stake of 100 shares — an estimated $6K sold.

B. Riley Wealth Management first reported a position in DLS in Q1 2014 and held it in 6 quarters. The position peaked at $7K in Q1 2014. 118 funds tracked by Wall St. Rank hold DLS as of Q3 2015.

B. Riley Wealth Management reported no remaining WisdomTree International SmallCap Dividend Fund position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 100 WisdomTree International SmallCap Dividend Fund shares in Q3 2015, an estimated $6K.
B. Riley Wealth Management first reported a position in WisdomTree International SmallCap Dividend Fund in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's WisdomTree International SmallCap Dividend Fund position peaked at $7K in Q1 2014.
118 funds tracked by Wall St. Rank held WisdomTree International SmallCap Dividend Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.