B. Riley Wealth Management’s Morgan Stanley China A Share Fund CAF Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2014
Q3
Sell
-299
Closed -$6K 1071
2014
Q2
$6K Hold
299
﹤0.01% 907
2014
Q1
$6K Buy
+299
New +$6K ﹤0.01% 850