B. Riley Wealth Management’s Nuveen Calif Div Muni NVX Stock Holding History

B. Riley Wealth Management’s Portfolio NVX Stock Details NVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-435	Closed	-$6K	–	1144
2014 Q4	$6K	Hold	435	–	–	﹤0.01%	831
2014 Q3	$6K	Hold	435	–	–	﹤0.01%	884
2014 Q2	$6K	Buy	435 +210	+93%	+$2.94K	﹤0.01%	926
2014 Q1	$3K	Buy	+225	New	+$3.01K	﹤0.01%	985

Other funds holding NVX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Wealth Management's NVX Position: Q1 2015 in Review

B. Riley Wealth Management sold out of Nuveen Calif Div Muni (NVX) in Q1 2015, closing a stake of 435 shares — an estimated $6K sold.

B. Riley Wealth Management first reported a position in NVX in Q1 2014 and held it in 4 quarters. The position peaked at $6K in Q4 2014. 22 funds tracked by Wall St. Rank hold NVX as of Q1 2015.

B. Riley Wealth Management reported no remaining Nuveen Calif Div Muni position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Management sold 435 Nuveen Calif Div Muni shares in Q1 2015, an estimated $6K.
B. Riley Wealth Management first reported a position in Nuveen Calif Div Muni in Q1 2014 and held it in 4 quarters.
B. Riley Wealth Management's Nuveen Calif Div Muni position peaked at $6K in Q4 2014.
22 funds tracked by Wall St. Rank held Nuveen Calif Div Muni as of Q1 2015.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.