Tradewinds Capital Management’s Nuveen Calif Div Muni NVX Stock Holding History

Tradewinds Capital Management’s Portfolio NVX Stock Details NVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-12,000	Closed	-$200K	–	718
2016 Q2	$200K	Sell	12,000 -7,600	-39%	-$123K	0.14%	92
2016 Q1	$309K	Hold	19,600	–	–	0.21%	87
2015 Q4	$300K	Hold	19,600	–	–	0.22%	84
2015 Q3	$293K	Hold	19,600	–	–	0.23%	82
2015 Q2	$267K	Hold	19,600	–	–	0.19%	88
2015 Q1	$283K	Hold	19,600	–	–	0.21%	85
2014 Q4	$281K	Hold	19,600	–	–	0.2%	86
2014 Q3	$271K	Hold	19,600	–	–	0.21%	84
2014 Q2	$274K	Hold	19,600	–	–	0.21%	88
2014 Q1	$268K	Hold	19,600	–	–	0.22%	89
2013 Q4	$248K	Buy	+19,600	New	+$250K	0.2%	95

Other funds holding NVX

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Tradewinds Capital Management's NVX Position: Q3 2016 in Review

Tradewinds Capital Management sold out of Nuveen Calif Div Muni (NVX) in Q3 2016, closing a stake of 12,000 shares — an estimated $200K sold.

Tradewinds Capital Management first reported a position in NVX in Q4 2013 and held it in 11 quarters. The position peaked at $309K in Q1 2016. 19 funds tracked by Wall St. Rank hold NVX as of Q3 2016.

Tradewinds Capital Management reported no remaining Nuveen Calif Div Muni position as of Q3 2016 after selling out during the quarter.
Tradewinds Capital Management sold 12,000 Nuveen Calif Div Muni shares in Q3 2016, an estimated $200K.
Tradewinds Capital Management first reported a position in Nuveen Calif Div Muni in Q4 2013 and held it in 11 quarters.
Tradewinds Capital Management's Nuveen Calif Div Muni position peaked at $309K in Q1 2016.
19 funds tracked by Wall St. Rank held Nuveen Calif Div Muni as of Q3 2016.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.