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NVX

Nuveen Calif Div Muni
NVX

Delisted

NVX was delisted on the 4th of November, 2016.

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22 hedge funds and large institutions have $9.35M invested in Nuveen Calif Div Muni in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

1% less capital invested

Capital invested by funds: $9.46M → $9.35M (-$113K)

4% less funds holding

Funds holding: 23 → 22 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
9
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$352K
2
Invesco
Invesco
Georgia
+$315K
3
AAM
Advisors Asset Management
Colorado
+$196K
4
Morgan Stanley
Morgan Stanley
New York
+$104K
5
AQR Capital Management
AQR Capital Management
Connecticut
+$90.3K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$984K
2
DA
Doliver Advisors
Texas
-$648K
3
SG Americas Securities
SG Americas Securities
New York
-$124K
4
HCM
Hollencrest Capital Management
California
-$92.9K
5
Creative Planning
Creative Planning
Kansas
-$80.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
U
1
UBS
Switzerland
$2.87M +$352K +26,305 +14%
AAM
2
Advisors Asset Management
Colorado
$1.63M +$196K +14,646 +14%
GC
3
Guggenheim Capital
Illinois
$1.25M -$984K -73,598 -45%
Invesco
4
Invesco
Georgia
$1.14M +$315K +23,588 +39%
Morgan Stanley
5
Morgan Stanley
New York
$429K +$104K +7,778 +33%
AQR Capital Management
6
AQR Capital Management
Connecticut
$401K +$90.3K +6,752 +30%
LPL Financial
7
LPL Financial
California
$352K +$42.2K +3,157 +14%
TCM
8
Tradewinds Capital Management
Washington
$268K – – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$220K +$19.3K +1,444 +10%
HCM
10
Hollencrest Capital Management
California
$175K -$92.9K -6,949 -35%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$163K +$2.62K +196 +2%
Bank of America
12
Bank of America
North Carolina
$108K -$214 -16 -0.2%
Wells Fargo
13
Wells Fargo
California
$99K +$4.11K +307 +4%
M&T Bank
14
M&T Bank
New York
$86K – – –
MA
15
MUFG Americas
New York
$50K – – –
HRC
16
Hoertkorn Richard Charles
$41K – – –
Creative Planning
17
Creative Planning
Kansas
$31K -$80.2K -6,000 -72%
DADC
18
D.A. Davidson & Co
Montana
$13K – – –
BPBT
19
Boston Private Bank & Trust
Massachusetts
$8K – – –
TRCT
20
Tower Research Capital (TRC)
New York
$6K -$10.2K -764 -65%
BRWM
21
B. Riley Wealth Management
Tennessee
$3K +$3.01K +225 New
CFSG
22
Community Financial Services Group
Vermont
$3K +$3.34K +250 New
DA
23
Doliver Advisors
Texas
– -$648K -51,332 Closed
SG Americas Securities
24
SG Americas Securities
New York
– -$124K -9,837 Closed
PTCG
25
Pring Turner Capital Group
California
– -$13K -1,000 Closed

NVX Hedge Fund Activity: Q1 2014 in Review

22 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Nuveen Calif Div Muni (NVX) for Q1 2014, worth a combined $9.35M — down 1.2% from $9.46M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of NVX and 2 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 9 added.

The largest buyer was UBS, adding an estimated $352K. The largest seller was Guggenheim Capital, cutting an estimated $984K.

  • 22 institutional investors held Nuveen Calif Div Muni (NVX) as of Q1 2014, down from 23 in Q4 2013.
  • Funds reported $9.35M of Nuveen Calif Div Muni stock for Q1 2014, down 1.2% quarter-over-quarter.
  • 2 funds opened new Nuveen Calif Div Muni positions in Q1 2014 and 3 closed out, a net change of -1 holder.
  • The largest Nuveen Calif Div Muni buyer in Q1 2014 was UBS, an estimated $352K added.
  • The largest Nuveen Calif Div Muni seller in Q1 2014 was Guggenheim Capital, an estimated $984K sold.

Based on aggregated 13F filings for Q1 2014.